AURA ASSET MANAGEMENT, INC.
CRD #129402 SEC #801-62681 BIRMINGHAM, AL 205-795-2555
SEC Registered
Total AUM
$25.9M
Discretionary
$20M
Employees
10
Clients
101
Accounts
401
Firm Details
- Organization Type
- Corporation
- State of Formation
- Alabama
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 19, 2010
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLACK, LAURA, GAUTNEY | I | SECRETARY | NA | Control |
| BLACK, LAURA, GAUTNEY | I | SECRETARY | NA | Control |
| GARNER, BRENDA, KAY | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARNER, BRENDA, KAY | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARNER, BRENDA, KAY | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARNER, BRENDA, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARNER, BRENDA, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARNER, BRENDA, KAY | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARNER, BRENDA, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARNER, BRENDA, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GARNER, BRENDA, KAY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | PRESIDENT | NA | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | PRESIDENT | NA | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | PRESIDENT | NA | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | PRESIDENT | NA | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | PRESIDENT | NA | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | PRESIDENT | NA | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | PRESIDENT | NA | Control |
| LINTHICUM, BURTON, ARTHUR | I | CCO | NA | Control |
| LINTHICUM, BURTON, ARTHUR | I | CCO | NA | Control |
| NEWMAN, JEAN, TATE | I | SECRETARY | NA | Control |
| NEWMAN, JEAN, TATE | I | SECRETARY/TREASURER | NA | Control |
| NEWMAN, JEAN, TATE | I | SECRETARY/TREASURER | NA | Control |
| NEWMAN, JEAN, TATE | I | SECRETARY/TREASURER | NA | Control |
| NEWMAN, JEAN, TATE | I | SECRETARY/TREASURER | NA | Control |
| NEWMAN, JEAN, TATE | I | SECRETARY | NA | Control |
| NEWMAN, JEAN, TATE | I | SECRETARY | NA | Control |
| NEWMAN, JEAN, TATE | I | SECRETARY | NA | Control |
| STONE, STACEY, HOWELL | I | SECRETARY/TREASURER | NA | Control |
| STONE, STACEY, HOWELL | I | SECRETARY/TREASURER | NA | Control |
| STONE, STACEY, HOWELL | I | SECRETARY/TREASURER | NA | Control |
| WESELIUS, KURT, ERIK | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | Control |
| WESELIUS, KURT, ERIK | I | PRESIDENT/CHIEF OPERATIONS OFFICER | NA | Control |
| WESELIUS, KURT, ERIK | I | PRESIDENT/CHIEF OPERATIONS OFFICER | NA | Control |
| WESELIUS, KURT, ERIK | I | PRESIDENT/CHIEF OPERATIONS OFFICER | NA | Control |
| WESELIUS, KURT, ERIK | I | COO | NA | Control |
| WESELIUS, KURT, ERIK | I | COO | NA | Control |
| WESELIUS, KURT, ERIK | I | PRESIDENT/CHIEF OPERATIONS OFFICER | NA | Control |
| WESELIUS, KURT, ERIK | I | COO | NA | Control |
| WESELIUS, KURT, ERIK | I | COO | NA | Control |
| WESELIUS, KURT, ERIK | I | COO | NA | Control |
| WESELIUS, KURT, ERIK | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | Control |
| WESELIUS, KURT, ERIK | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | Control |
| WESELIUS, KURT, ERIK | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | NA | Control |
| WESELIUS, KURT, ERIK | I | COO, TREASURER | NA | Control |
| WESELIUS, KURT, ERIK | I | COO, TREASURER | NA | Control |
| AURA HOLDINGS, INC. | DE | OWNER | E | |
| AURA HOLDINGS, INC. | DE | OWNER | E | |
| AURA HOLDINGS, INC. | DE | OWNER | E | |
| AURA HOLDINGS, INC. | DE | OWNER | E | |
| AURA HOLDINGS, INC. | DE | OWNER | E | |
| AURA HOLDINGS, INC. | DE | OWNER | E | |
| AURA HOLDINGS, INC. | DE | OWNER | E | |
| AURA HOLDINGS, INC. | DE | OWNER | E | |
| AURA HOLDINGS, INC. | DE | OWNER | E | |
| AURA HOLDINGS, INC. | DE | OWNER | E | |
| AURA HOLDINGS, INC. | DE | OWNER | E | |
| AURA HOLDINGS, INC. | DE | OWNER | E | |
| AURA HOLDINGS, INC. | DE | OWNER | E | |
| AURA HOLDINGS, INC. | DE | OWNER | E | |
| AURA HOLDINGS, INC. | DE | OWNER | E | |
| AURA HOLDINGS, INC. | DE | OWNER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GAUTNEY, TIMOTHY, MICHAEL | I | AURA HOLDINGS, INC. | E | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | AURA HOLDINGS, INC. | E | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | AURA HOLDINGS, INC. | E | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | AURA HOLDINGS, INC. | E | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | AURA HOLDINGS, INC. | E | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | AURA HOLDINGS, INC. | E | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | AURA HOLDINGS, INC. | E | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | AURA HOLDINGS, INC. | E | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | AURA HOLDINGS, INC. | E | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | AURA HOLDINGS, INC. | E | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | AURA HOLDINGS, INC. | E | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | AURA HOLDINGS, INC. | E | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | AURA HOLDINGS, INC. | E | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | AURA HOLDINGS, INC. | E | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | AURA HOLDINGS, INC. | E | Control |
| GAUTNEY, TIMOTHY, MICHAEL | I | AURA HOLDINGS, INC. | E | Control |
Registrations
Federal
IA
Jan 19, 2010 REGISTERED
Notice Filings (36)
AL AR AZ CA CO CT FL GA HI ID IL IN KS KY LA MA MD ME MI MO MS NC NJ NV NY OH OR PA SC TN TX UT VA WA WI WV
Address
181 WEST VALLEY AVENUESUITE 101
BIRMINGHAM, AL 35209
United States
Phone: 205-795-2555