MARY E. BALDWIN, CFP, PROFESSIONAL ASSOCIATION
Legal name: BALDWIN & ASSOCIATES
CRD #129429 SEC #801-88221 INDIAN HARBOUR BEACH, FL 321-428-4555
SEC Registered
Total AUM
$154.7M
Discretionary
$0
Employees
5
Clients
101
Accounts
551
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 25, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | DIRECTOR/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| BALDWIN, MARY, ELLEN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jun 25, 2020 REGISTERED
Notice Filings (2)
FL TX
Address
2000 SOUTH PATRICK DRIVE #6INDIAN HARBOUR BEACH, FL 32937
United States
Phone: 321-428-4555