STEVEN L. POMERANZ FINANCIAL MANAGEMENT, INC.
CRD #129446 SEC #801-62556 BOCA RATON, FL 561-362-7850
SEC Registered
Total AUM
$187.3M
Discretionary
$187.3M
Employees
1
Clients
1
Accounts
470
Firm Details
- Organization Type
- Corporation
- State of Formation
- Florida
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 9, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| POMERANZ, STEVEN, LAWRENCE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| POMERANZ, STEVEN, LAWRENCE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| POMERANZ, STEVEN, LAWRENCE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| POMERANZ, STEVEN, LAWRENCE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| POMERANZ, STEVEN, LAWRENCE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| POMERANZ, STEVEN, LAWRENCE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| POMERANZ, STEVEN, LAWRENCE | I | PRESIDENT | E | Control |
| POMERANZ, STEVEN, LAWRENCE | I | PRESIDENT | E | Control |
| POMERANZ, STEVEN, LAWRENCE | I | PRESIDENT | E | Control |
| POMERANZ, STEVEN, LAWRENCE | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 9, 2012 REGISTERED
Notice Filings (4)
FL IN NY OK
Address
555 S. FEDERAL HIGHWAYSUITE 210
BOCA RATON, FL 33432
United States
Phone: 561-362-7850