THUNDER BAY CAPITAL MANAGEMENT, LP
CRD #129461 SEC #801-62953 NEW YORK, NY 212-899-4499
SEC Registered
Total AUM
$70.3M
Discretionary
$70.3M
Employees
--
Clients
--
Accounts
7
Firm Details
- Organization Type
- Other (specify) (LIMITED PARTNERSHIP)
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARR, DEAN, SHERMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| BARR, DEAN, SHERMAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LIMRATANAMONGKUL, PAISAN | I | PARTNER - INVESTMENT STRATEGIES | NA | Control |
| LIMRATANAMONGKUL, PAISAN | I | PARTNER - INVESTMENT STRATEGIES | NA | Control |
| THUNDER BAY GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| THUNDER BAY GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| AB 2003 TRUST | FE | NON - VOTING LIMITED PARTNER | C | |
| AB 2003 TRUST | FE | NON - VOTING LIMITED PARTNER | C | |
| CALEDONIAN BANK & TRUST LIMITED, TRUSTEE, CAYMAN | FE | TRUSTEE- AB 2003 TRUST | C | Control |
| YIP, KENNETH, MAN-KAM | I | HEAD OF RESEARCH AND CHIEF INVESTMENT OFFICER | C | Control |
| YIP, KENNETH, MAN-KAM | I | HEAD OF RESEARCH AND CHIEF INVESTMENT OFFICER | C | Control |
| DIMIT, GREGORY, SCOTT | I | CHIEF OPERATING AND COMPLIANCE OFFICER | B | Control |
| DIMIT, GREGORY, SCOTT | I | CHIEF OPERATING AND COMPLIANCE OFFICER | B | Control |
| BEEMAN, DAVID, CHARLES | I | PARTNER - PRODUCT DEVELOPMENT | A | Control |
| BEEMAN, DAVID, CHARLES | I | PARTNER - PRODUCT DEVELOPMENT | A | Control |
| DONOHUE, CHRISTOPHER, JOSEPH | I | PARTNER - INVESTMENT STRATEGIES | A | Control |
| DONOHUE, CHRISTOPHER, JOSEPH | I | PARTNER - INVESTMENT STRATEGIES | A | Control |
| GARRITY, MAUREEN, PATRICIA | I | PARTNER - BUSINESS DEVELOPMENT | A | Control |
| GARRITY, MAUREEN, PATRICIA | I | PARTNER - BUSINESS DEVELOPMENT | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BARR, DEAN, SHERMAN | I | THUNDER BAY GROUP, LLC | C | Control |
| BARR, DEAN, SHERMAN | I | THUNDER BAY GROUP, LLC | C | Control |
| YIP, KENNETH, MAN-KAM | I | THUNDER BAY GROUP, LLC | C | Control |
| YIP, KENNETH, MAN-KAM | I | THUNDER BAY GROUP, LLC | C | Control |
Registrations
Federal
IA
Mar 26, 2004 REGISTERED
Notice Filings (2)
DE NY
Address
1251 AVENUE OF THE AMERICASSUITE 2320
NEW YORK, NY 10020
USA
Phone: 212-899-4499