COMMUNITY FINANCIAL GROUP, INC.
CRD #129472 SEC #801-62776 MARLBOROUGH, MA 508-251-2716
SEC Registered
Total AUM
$35.1M
Discretionary
$26.6M
Employees
1
Clients
0
Accounts
173
Firm Details
- Organization Type
- Corporation
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 15, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WILSON, RICHARD, RUFUS | I | VICE PRESIDENT | NA | Control |
| WILSON, RICHARD, RUFUS | I | VICE PRESIDENT, CCO (05/06/2004) | NA | Control |
| WILSON, RICHARD, RUFUS | I | VICE PRESIDENT, CCO (05/06/2004) | NA | Control |
| WILSON, RICHARD, RUFUS | I | VICE PRESIDENT | NA | Control |
| TRAVIS, PAUL, MANUEL | I | PRESIDENT | E | Control |
| TRAVIS, PAUL, MANUEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TRAVIS, PAUL, MANUEL | I | PRESIDENT | E | Control |
| TRAVIS, PAUL, MANUEL | I | PRESIDENT | E | Control |
| TRAVIS, PAUL, MANUEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TRAVIS, PAUL, MANUEL | I | PRESIDENT | E | Control |
| TRAVIS, PAUL, MANUEL | I | PRESIDENT | E | Control |
| TRAVIS, PAUL, MANUEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TRAVIS, PAUL, MANUEL | I | PRESIDENT | E | Control |
| TRAVIS, PAUL, MANUEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TRAVIS, PAUL, MANUEL | I | PRESIDENT | E | Control |
| TRAVIS, PAUL, MANUEL | I | PRESIDENT | E | Control |
| TRAVIS, PAUL, MANUEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TRAVIS, PAUL, MANUEL | I | PRESIDENT | E | Control |
| TRAVIS, PAUL, MANUEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TRAVIS, PAUL, MANUEL | I | PRESIDENT | E | Control |
| TRAVIS, PAUL, MANUEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| TRAVIS, PAUL, MANUEL | I | PRESIDENT | E | Control |
| TRAVIS, PAUL, MANUEL | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 15, 2012 REGISTERED
Notice Filings (1)
MA
Address
201 BOSTON POST ROAD WESTSUITE 406
MARLBOROUGH, MA 01752
United States
Phone: 508-251-2716