TEPPER, DAVID LOUIS
Legal name: TEPPER CAPITAL MANAGEMENT
CRD #129534 SEC #801-68148 SAN FRANCISCO, CA 415-956-5593
SEC Registered
Total AUM
$36M
Discretionary
$36M
Employees
5
Clients
--
Accounts
77
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| TEPPER, DAVID, LOUIS | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| TEPPER, DAVID, LOUIS | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| TEPPER, DAVID, LOUIS | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| TEPPER, DAVID, LOUIS | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
| TEPPER, DAVID, LOUIS | I | SOLE PROPRIETOR, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 30, 2011 REGISTERED
Notice Filings (1)
CA
Address
220 MONTGOMERY STREETSUITE 1018
SAN FRANCISCO, CA 94104
United States
Phone: 415-956-5593