RIA Intelligence

TRO ADVISORS, INC.

CRD #129562 SEC #801-65021 IRVINE, CA 949-757-0333
SEC Registered
Total AUM
$26M
Discretionary
$26M
Employees
5
Clients
--
Accounts
20

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 14, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ORBACH, THOMAS, RANDOLPHICEOE Control
ORBACH, THOMAS, RANDOLPHICEOE Control
ORBACH, THOMAS, RANDOLPHICEOE Control
ORBACH, THOMAS, RANDOLPHICEOE Control
ORBACH, THOMAS, RANDOLPHICEOE Control
TRO ADVISORS, INC.DECEOE Control
ORBACH, THOMAS, RANDOLPHICEO & CCOD Control
ORBACH, THOMAS, RANDOLPHICEO & CCOD Control
ORBACH, THOMAS, RANDOLPHICEO & CHIEF COMPLIANCE OFFICERD Control
ORBACH, THOMAS, RANDOLPHICEO & CHIEF COMPLIANCE OFFICERD Control
ORBACH, THOMAS, RANDOLPHICEO & CHIEF COMPLIANCE OFFICERD Control
ORBACH, THOMAS, RANDOLPHICEO & CHIEF COMPLIANCE OFFICERD Control
ORBACH, THOMAS, RANDOLPHICEOD Control
ORBACH, THOMAS, RANDOLPHICEO & CCOD Control
WATERS, GARRETT, THOMASIPRESIDENTC
WATERS, GARRETT, THOMASIPRESIDENTC
WATERS, GARRETT, THOMASIPRESIDENTC
WATERS, GARRETT, THOMASIPRESIDENTC
WATERS, GARRETT, THOMASIPRESIDENTC
WATERS, GARRETT, THOMASIPRESIDENTC
WATERS, GARRETT, THOMASIPRESIDENTC

Registrations

Federal

IA
Oct 14, 2005 REGISTERED

Notice Filings (1)

CA

Address

2212 DUPONT DRIVE
SUITE L
IRVINE, CA 92612
USA
Phone: 949-757-0333