RIA Intelligence

GOTHIC MANAGEMENT INC.

Legal name: GOTHIC CAPITAL MANAGEMENT

CRD #129584 SEC #801-62664 NEW YORK, NY 212-754-6883
SEC Registered
Total AUM
$3M
Discretionary
$3M
Employees
5
Clients
0
Accounts
1

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 25, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CARMICHAEL, TERENCE, PETERIPRESIDENTE Control
CARMICHAEL, TERENCE, PETERITREASURERC Control
CARMICHAEL, TERENCE, PETERITREASURERC Control
DEMOTT, HARRY, JOSEPHIPRESIDENTC Control
DEMOTT, HARRY, JOSEPHIPRESIDENTC Control
MAHER, BRENDAN, BURNSIVICE PRESIDENTC Control
MAHER, BRENDAN, BURNSIVICE PRESIDENTC Control

Registrations

Federal

IA
Jan 25, 2005 REGISTERED

Notice Filings (1)

NY

Address

10 EAST 40TH STREET
SUITE 4210
NEW YORK, NY 10016
USA
Phone: 212-754-6883