WILLINGDON WEALTH MANAGEMENT LLC
CRD #129613 SEC #801-63624 HUNTERSVILLE, NC 704-766-0584
SEC Registered
Total AUM
$865.1M
Discretionary
$858.1M
Employees
12
Clients
26
Accounts
2,484
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 1, 2020
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT | NA | |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT | NA | |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT | NA | |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT | NA | |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT | NA | |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT | NA | |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT, MANAGER | NA | Control |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT, MANAGER | NA | Control |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT, MANAGER | NA | Control |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT, MANAGER | NA | Control |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT, MANAGER | NA | Control |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT, MANAGER | NA | Control |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT, MANAGER | NA | Control |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT, MANAGER | NA | Control |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT, MANAGER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, MANAGER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, MANAGER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, MANAGER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, MANAGER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, MANAGER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, MANAGER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, MANAGER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, MANAGER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, MANAGER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, MANAGER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, MANAGER | NA | Control |
| KAYES, MARY LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAYES, MARY LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAYES, MARY LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAYES, MARY LYNN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KAYES, MARY LYNN | I | CHIEF COMPLIANCE OFFICER, MANAGER | NA | Control |
| KAYES, MARY LYNN | I | CHIEF COMPLIANCE OFFICER, MANAGER | NA | Control |
| KAYES, MARY LYNN | I | CHIEF COMPLIANCE OFFICER, MANAGER | NA | Control |
| KAYES, MARY LYNN | I | CHIEF COMPLIANCE OFFICER, MANAGER | NA | Control |
| KAYES, MARY LYNN | I | CHIEF COMPLIANCE OFFICER, MANAGER | NA | Control |
| KAYES, MARY LYNN | I | CHIEF COMPLIANCE OFFICER, MANAGER | NA | Control |
| KAYES, MARY LYNN | I | CHIEF COMPLIANCE OFFICER, MANAGER | NA | Control |
| KAYES, MARY LYNN | I | CHIEF COMPLIANCE OFFICER, MANAGER | NA | Control |
| KAYES, MARY LYNN | I | CHIEF COMPLIANCE OFFICER, MANAGER | NA | Control |
| KAYES, MARY LYNN | I | CHIEF COMPLIANCE OFFICER, MANAGER | NA | Control |
| KAYES, MARY LYNN | I | CHIEF COMPLIANCE OFFICER, MANAGER | NA | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT/CCO | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT/CCO | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT, CHIEF COMPLIANCE OFFICER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MANAGING MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MEMBER | E | Control |
| WILLINGDON HOLDINGS, INC. | DE | MEMBER | E | Control |
| KAYES, LEWIS, MICHAEL | I | PRESIDENT | D | Control |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT | B | Control |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT | B | Control |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT | B | Control |
| AKE, THEODORE, ELLIS | I | VICE PRESIDENT | B | Control |
| DUNN, DAVID, HARDY | I | SHAREHOLDER | B | |
| DUNN, DAVID, HARDY | I | SHAREHOLDER | B | |
| DUNN, DAVID, HARDY | I | SHAREHOLDER | B | |
| DUNN, DAVID, HARDY | I | SHAREHOLDER | B | |
| MONTAG, JAMES, LEE | I | SHAREHOLDER | B | Control |
| MONTAG, JAMES, LEE | I | SHAREHOLDER | B | Control |
| MONTAG, JAMES, LEE | I | SHAREHOLDER | B | Control |
| SEARSON, THOMAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | B | |
| SEARSON, THOMAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | B | |
| SEARSON, THOMAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | B | |
| SEARSON, THOMAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | B | |
| SEARSON, THOMAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | B | |
| SEARSON, THOMAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | B | |
| SEARSON, THOMAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | B | |
| SEARSON, THOMAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | B | |
| SEARSON, THOMAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | B | |
| SEARSON, THOMAS, MICHAEL | I | SHAREHOLDER | B | |
| SEARSON, THOMAS, MICHAEL | I | SHAREHOLDER | B | |
| SEARSON, THOMAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | B | |
| SEARSON, THOMAS, MICHAEL | I | SHAREHOLDER | B | |
| SEARSON, THOMAS, MICHAEL | I | SHAREHOLDER | B | |
| SEARSON, THOMAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | B | |
| SEARSON, THOMAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | B | |
| SEARSON, THOMAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | B | |
| SEARSON, THOMAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | B | |
| SEARSON, THOMAS, MICHAEL | I | CHIEF COMPLIANCE OFFICER | B | |
| SEARSON, THOMAS, MICHAEL | I | SHAREHOLDER | B | |
| SEARSON, THOMAS, MICHAEL | I | SHAREHOLDER | B | |
| AKE, THEODORE, ELLIS | I | DIRECTOR | A | |
| AKE, THEODORE, ELLIS | I | DIRECTOR | A | |
| AKE, THEODORE, ELLIS | I | DIRECTOR | A | |
| AKE, THEODORE, ELLIS | I | DIRECTOR | A | |
| AKE, THEODORE, ELLIS | I | DIRECTOR | A | |
| AKE, THEODORE, ELLIS | I | DIRECTOR | A | |
| AKE, THEODORE, ELLIS | I | DIRECTOR | A | |
| AKE, THEODORE, ELLIS | I | DIRECTOR | A | |
| AKE, THEODORE, ELLIS | I | DIRECTOR | A | |
| AKE, THEODORE, ELLIS | I | DIRECTOR | A | |
| AKE, THEODORE, ELLIS | I | DIRECTOR | A | |
| DAVIS, HAMILTON, CHACE | I | MEMBER | A | |
| DAVIS, HAMILTON, CHACE | I | MEMBER | A | |
| DAVIS, HAMILTON, CHACE | I | MEMBER | A | |
| DAVIS, HAMILTON, CHACE | I | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | E | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | E | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | E | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
| KAYES, LEWIS, MICHAEL | I | WILLINGDON HOLDINGS, INC. | D | Control |
Registrations
Federal
IA
Jun 1, 2020 REGISTERED
Notice Filings (26)
AZ CA CO CT FL GA IN KY LA MA MI MN MO NC NJ NV NY OH OR PA SC TN TX VA WA WI
Address
13801 REESE BOULEVARDSUITE 155
HUNTERSVILLE, NC 28078
United States
Phone: 704-766-0584