MONTGOMERY BROTHERS, CAPPIELLO, LLC

CRD #129617 SEC #801-62568 BETHESDA, MD 301-652-6950

SEC Registered

Total AUM

$12.7M

Discretionary

$12.7M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jan 31, 2007
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
LABAW, BRUCE, GORDON	I	CHIEF COMPLIANCE OFFICER	NA
LABAW, BRUCE, GORDON	I	CHIEF COMPLIANCE OFFICER	NA
LABAW, BRUCE, GORDON	I	CHIEF COMPLIANCE OFFICER	NA
LABAW, BRUCE, GORDON	I	CHIEF COMPLIANCE OFFICER	NA
LABAW, BRUCE, GORDON	I	COMPLIANCE OFFICER	NA
LABAW, BRUCE, GORDON	I	COMPLIANCE OFFICER	NA
LABAW, BRUCE, GORDON	I	COMPLIANCE OFFICER	NA
CAPPIELLO, FRANK, ANTHONY	I	MANAGING DIRECTOR	D	Control
CAPPIELLO, FRANK, ANTHONY	I	MANAGING DIRECTOR	D	Control
CAPPIELLO, FRANK, ANTHONY	I	MANAGING DIRECTOR	D	Control
CAPPIELLO, FRANK, ANTHONY	I	MANAGING DIRECTOR	D	Control
CAPPIELLO, FRANK, ANTHONY	I	MANAGING DIRECTOR	D	Control
CAPPIELLO, FRANK, ANTHONY	I	MANAGING DIRECTOR	D	Control
CAPPIELLO, FRANK, ANTHONY	I	MANAGING DIRECTOR	D	Control
CAPPIELLO, FRANK, ANTHONY	I	MANAGING DIRECTOR	D	Control
CAPPIELLO, FRANK, ANTHONY	I	MANAGING DIRECTOR	D	Control
CAPPIELLO, FRANK, ANTHONY	I	MANAGING DIRECTOR	D	Control
FRANK A. CAPPIELLO & ASSOCIATES	DE	OWNER	D	Control
FRANK A. CAPPIELLO & ASSOCIATES	DE	OWNER	D	Control
FRANK A. CAPPIELLO & ASSOCIATES	DE	OWNER	D	Control
FRANK A. CAPPIELLO & ASSOCIATES	DE	OWNER	D	Control
FRANK A. CAPPIELLO & ASSOCIATES	DE	OWNER	D	Control
FRANK A. CAPPIELLO & ASSOCIATES	DE	OWNER	D	Control
FRANK A. CAPPIELLO & ASSOCIATES	DE	OWNER	D	Control
FRANK A. CAPPIELLO & ASSOCIATES	DE	OWNER	D	Control
FRANK A. CAPPIELLO & ASSOCIATES	DE	OWNER	D	Control
FRANK A. CAPPIELLO & ASSOCIATES	DE	OWNER	D	Control
MONTGOMERY BROTHERS INC	DE	OWNER	D	Control
MONTGOMERY BROTHERS INC	DE	OWNER	D	Control
MONTGOMERY BROTHERS INC	DE	OWNER	D	Control
MONTGOMERY BROTHERS INC	DE	OWNER	D	Control
MONTGOMERY BROTHERS INC	DE	OWNER	D	Control
MONTGOMERY BROTHERS INC	DE	OWNER	D	Control
MONTGOMERY BROTHERS INC	DE	OWNER	D	Control
MONTGOMERY BROTHERS INC	DE	OWNER	D	Control
MONTGOMERY BROTHERS INC	DE	OWNER	D	Control
MONTGOMERY BROTHERS INC	DE	OWNER	D	Control
MONTGOMERY, JOHN, EDWARD	I	PRESIDENT MANAGING DIRECTOR	C	Control
MONTGOMERY, JOHN, EDWARD	I	PRESIDENT MANAGING DIRECTOR	C	Control
MONTGOMERY, JOHN, EDWARD	I	PRESIDENT MANAGING DIRECTOR	C	Control
MONTGOMERY, JOHN, EDWARD	I	PRESIDENT MANAGING DIRECTOR CHIEF COMPLIANCE OFFICER	C	Control
MONTGOMERY, JOHN, EDWARD	I	PRESIDENT MANAGING DIRECTOR CHIEF COMPLIANCE OFFICER	C	Control
MONTGOMERY, JOHN, EDWARD	I	PRESIDENT MANAGING DIRECTOR CHIEF COMPLIANCE OFFICER	C	Control
MONTGOMERY, JOHN, EDWARD	I	PRESIDENT MANAGING DIRECTOR	B	Control
MONTGOMERY, JOHN, EDWARD	I	PRESIDENT MANAGING DIRECTOR	B	Control
MONTGOMERY, JOHN, EDWARD	I	PRESIDENT MANAGING DIRECTOR	B	Control
MONTGOMERY, JOHN, EDWARD	I	PRESIDENT MANAGING DIRECTOR	B	Control
MONTGOMERY, MARK, JULIAN	I	VP MANAGING DIRECTOR	B	Control
MONTGOMERY, MARK, JULIAN	I	VP MANAGING DIRECTOR	A	Control
MONTGOMERY, MARK, JULIAN	I	VP MANAGING DIRECTOR	A	Control
MONTGOMERY, MARK, JULIAN	I	VP MANAGING DIRECTOR	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
CAPPIELLO, FRANK, ANTHONY	I	FRANK A. CAPPIELLO & ASSOCIATES	E	Control
CAPPIELLO, FRANK, ANTHONY	I	FRANK A. CAPPIELLO & ASSOCIATES	E	Control
CAPPIELLO, FRANK, ANTHONY	I	FRANK A. CAPPIELLO & ASSOCIATES	E	Control
CAPPIELLO, FRANK, ANTHONY	I	FRANK A. CAPPIELLO & ASSOCIATES	E	Control
CAPPIELLO, FRANK, ANTHONY	I	FRANK A. CAPPIELLO & ASSOCIATES	E	Control
CAPPIELLO, FRANK, ANTHONY	I	FRANK A. CAPPIELLO & ASSOCIATES	E	Control
CAPPIELLO, FRANK, ANTHONY	I	FRANK A. CAPPIELLO & ASSOCIATES	E	Control
CAPPIELLO, FRANK, ANTHONY	I	FRANK A. CAPPIELLO & ASSOCIATES	E	Control
CAPPIELLO, FRANK, ANTHONY	I	FRANK A. CAPPIELLO & ASSOCIATES	E	Control
CAPPIELLO, FRANK, ANTHONY	I	FRANK A. CAPPIELLO & ASSOCIATES	E	Control
MONTGOMERY, JOHN, EDWARD	I	MONTGOMERY BROTHERS, INC.	E	Control
MONTGOMERY, JOHN, EDWARD	I	MONTGOMERY BROTHERS, INC.	E	Control
MONTGOMERY, JOHN, EDWARD	I	MONTGOMERY BROTHERS, INC.	E	Control
MONTGOMERY, JOHN, EDWARD	I	MONTGOMERY BROTHERS, INC.	E	Control
MONTGOMERY, JOHN, EDWARD	I	MONTGOMERY BROTHERS, INC.	E	Control
MONTGOMERY, JOHN, EDWARD	I	MONTGOMERY BROTHERS, INC.	E	Control
MONTGOMERY, JOHN, EDWARD	I	MONTGOMERY BROTHERS, INC.	C	Control
MONTGOMERY, JOHN, EDWARD	I	MONTGOMERY BROTHERS, INC.	C	Control
MONTGOMERY, JOHN, EDWARD	I	MONTGOMERY BROTHERS, INC.	C	Control
MONTGOMERY, JOHN, EDWARD	I	MONTGOMERY BROTHERS, INC.	C	Control
MONTGOMERY, MARK, JULIAN	I	MONTGOMERY BROTHERS, INC	C	Control

Registrations

Federal

Jan 31, 2007 REGISTERED

Notice Filings (3)

DC MD NY

Address

7475 WISCONSIN AVE
STE 810
BETHESDA, MD 20814
USA

Phone: 301-652-6950