ALPINE GLOBAL INVESTMENTS, INC.
CRD #129670 SEC #801-62838 SAN FRANCISCO, CA 415-497-6777
SEC Registered
Total AUM
$65M
Discretionary
$0
Employees
5
Clients
--
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 21, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEWEESE, GARY | I | CHIEF INVESTMENT OFFICER | B | Control |
| HACKETT, DAVID | I | VICE PRESIDENT | B | |
| HACKETT, DAVID | I | VICE PRESIDENT | B | |
| HAKKAK, ANDRE, A | I | CHIEF COMPLIANCE OFFICER | B | Control |
| HAKKAK, ANDRE, A | I | DIRECTOR | B | Control |
| HECKENDORF, EDNA, JOY | I | CHIEF MARKETING OFFICER | B | |
| MINARD, FRANK, PELL LAWRENCE | I | DIRECTOR | B | Control |
| MINARD, FRANK, PELL LAWRENCE | I | DIRECTOR | B | Control |
| OUMA, HENRY, L | I | CHIEF INVESTMENT OFFICER | B | Control |
| TCHEAU, GUY | I | CHIEF INVESTMENT OFFICER | B |
Registrations
Federal
IA
Sep 21, 2005 REGISTERED
Notice Filings (1)
CA
Address
601 MONTGOMERYSUITE 325
SAN FRANCISCO, CA 94111
USA
Phone: 415-497-6777