DANA POINT ADVISORY SERVICES, LLC
CRD #129680 SEC #801-62587 DAYTON, OH 937-222-9531
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 3, 2003
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEAN, DENNIS, DUANE | I | DIRECTOR | NA | Control |
| DEAN, DENNIS, DUANE | I | DIRECTOR | NA | Control |
| KAFFEN, JAMES, PETER | I | PRESIDENT | NA | Control |
| KAFFEN, JAMES, PETER | I | PRESIDENT | NA | Control |
| MILLER, STEPHEN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| MILLER, STEPHEN, MICHAEL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SCHUTTER, MARK, EDWARD | I | VICE PRESIDENT | NA | Control |
| SCHUTTER, MARK, EDWARD | I | VICE PRESIDENT | NA | Control |
| DEAN C H & ASSOCIATES, INC. | DE | LLC MEMBER | E | Control |
| DEAN C H & ASSOCIATES, INC. | DE | LLC MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DEAN, CHAUNCEY, HAROLD | I | C.H. DEAN & ASSOCIATES, INC. | D | Control |
| DEAN, CHAUNCEY, HAROLD | I | C.H. DEAN & ASSOCIATES, INC. | D | Control |
Registrations
Federal
IA
Dec 3, 2003 REGISTERED
Notice Filings (1)
OH
Address
2480 KETTERING TOWERDAYTON, OH 45423
USA
Phone: 937-222-9531