NCM CAPITAL ADVISERS, INC.

CRD #129734 SEC #801-62654 DURHAM, NC 919-688-0620

SEC Registered Disclosures

Total AUM

$92.2M

Discretionary

$92.2M

Employees

Clients

Accounts

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Corporation
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Feb 2, 2016
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
LAWRENCE, MICHAEL, LAMONT	I	CHIEF FINANCIAL OFFICER	NA	Control
LAWRENCE, MICHAEL, LAMONT	I	CHIEF FINANCIAL OFFICER	NA	Control
LAWRENCE, MICHAEL, LAMONT	I	CFO & COO	NA	Control
LAWRENCE, MICHAEL, LAMONT	I	CFO & COO	NA	Control
LAWRENCE, MICHAEL, LAMONT	I	CFO & COO	NA	Control
LAWRENCE, MICHAEL, LAMONT	I	CHIEF FINANCIAL OFFICER	NA	Control
LAWRENCE, MICHAEL, LAMONT	I	CHIEF FINANCIAL OFFICER	NA	Control
NEWSOME, LORENZO	I	CO-CIO	NA	Control
NEWSOME, LORENZO	I	CO-CIO	NA	Control
NEWSOME, LORENZO	I	CIO	NA	Control
NEWSOME, LORENZO	I	CO-CIO	NA	Control
NEWSOME, LORENZO	I	CIO, PRESIDENT	NA	Control
NEWSOME, LORENZO	I	CO-CIO	NA	Control
NEWSOME, LORENZO	I	CIO, PRESIDENT	NA	Control
TREADWELL, VICTORIA, ANN	I	EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CAO; CLASS A	NA	Control
TREADWELL, VICTORIA, ANN	I	EXECUTIVE VICE PRESIDENT, CAO; CLASS A	NA	Control
SLOAN, MACEO, KENNEDY	I	CHAIRMAN, CEO, CIO; CLASS A & B	D	Control
SLOAN, MACEO, KENNEDY	I	CHAIRMAN, CEO, CIO; CLASS A & B	D	Control
SLOAN, MACEO, KENNEDY	I	CHAIRMAN, CEO, CIO; CLASS A & B	D	Control
SLOAN, MACEO, KENNEDY	I	CHAIRMAN, CEO, CIO; CLASS A & B	D	Control
SLOAN, MACEO, KENNEDY	I	CHAIRMAN, CEO, CIO; CLASS A & B	D	Control
SLOAN, MACEO, KENNEDY	I	CHAIRMAN, CEO, CO-CIO; CLASS A & B	D	Control
SLOAN, MACEO, KENNEDY	I	CHAIRMAN, CEO, CO-CIO; CLASS A & B	D	Control
SLOAN, MACEO, KENNEDY	I	CHAIRMAN, CEO, CIO; CLASS A & B	D	Control
SLOAN, MACEO, KENNEDY	I	CHAIRMAN, CEO, CIO; CLASS A & B	D	Control
SLOAN, MACEO, KENNEDY	I	CHAIRMAN AND CEO, CLASS A & B	D	Control
SLOAN, MACEO, KENNEDY	I	CHAIRMAN, CEO, CIO; CLASS A & B	D	Control
SLOAN, MACEO, KENNEDY	I	CHAIRMAN, CEO, CIO; CLASS A & B	D	Control
SLOAN, MACEO, KENNEDY	I	CHAIRMAN, CCO AND CEO, CLASS A & B	D	Control
SLOAN, MACEO, KENNEDY	I	CHAIRMAN, CEO, CIO; CLASS A & B	D	Control
SLOAN, MACEO, KENNEDY	I	CHAIRMAN, CCO AND CEO, CLASS A & B	D	Control
TREADWELL, VICTORIA, ANN	I	EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CAO; CLASS A	C	Control
TREADWELL, VICTORIA, ANN	I	EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CAO; CLASS A	C	Control
TREADWELL, VICTORIA, ANN	I	EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CAO; CLASS A	C	Control
TREADWELL, VICTORIA, ANN	I	EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, CAO; CLASS A	C	Control
TREADWELL, VICTORIA, ANN	I	PRESIDENT AND CHIEF COMPLIANCE OFFICER	C	Control
TREADWELL, VICTORIA, ANN	I	PRESIDENT AND CHIEF COMPLIANCE OFFICER	C	Control
TREADWELL, VICTORIA, ANN	I	PRESIDENT AND CHIEF COMPLIANCE OFFICER	C	Control
TREADWELL, VICTORIA, ANN	I	PRESIDENT AND CHIEF COMPLIANCE OFFICER	C	Control
TREADWELL, VICTORIA, ANN	I	PRESIDENT AND CHIEF COMPLIANCE OFFICER	C	Control
TREADWELL, VICTORIA, ANN	I	PRESIDENT AND CHIEF COMPLIANCE OFFICER	C	Control
TREADWELL, VICTORIA, ANN	I	PRESIDENT AND CHIEF COMPLIANCE OFFICER	C	Control
HALLORAN, DAVID, ARTHUR	I	EXECUTIVE VICE PRESIDENT, CO-CIO; CLASS A	B	Control
HALLORAN, DAVID, ARTHUR	I	EXECUTIVE VICE PRESIDENT, CO-CIO; CLASS A	B	Control
JOHN, SHAYNE, MATHEW	I	VICE PRESIDENT; CLASS A	A
JOHN, SHAYNE, MATHEW	I	VICE PRESIDENT; CLASS A	A

Registrations

Federal

Feb 2, 2016 REGISTERED

Notice Filings (3)

IN NC NY

Address

2634 DURHAM-CHAPEL HILL BOULEVARD
SUITE 206
DURHAM, NC 27707-2875
United States

Phone: 919-688-0620