RIA Intelligence

TEAM WEALTH PLANNING AND MANAGEMENT, INC.

CRD #129807 SEC #801-67582 CHAPEL HILL, NC 919-942-8145
SEC Registered
Total AUM
$46.6M
Discretionary
$46.6M
Employees
1
Clients
1
Accounts
468

Firm Details

Organization Type
Corporation
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 11, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CARLSON, AMY, ELIZABETHICHIEF COMPLIANCE OFFICER AND SECRETARY OF CORPORATIONC Control
CARLSON, AMY, ELIZABETHICHIEF COMPLIANCE OFFICER AND SECRETARY OF CORPORATIONC Control
CARLSON, AMY, ELIZABETHICHIEF COMPLIANCE OFFICER AND SECRETARY OF CORPORATIONC Control
CARLSON, AMY, ELIZABETHICHIEF COMPLIANCE OFFICER AND SECRETARY OF CORPORATIONC Control
CARLSON, AMY, ELIZABETHICHIEF COMPLIANCE OFFICER AND SECRETARY OF CORPORATIONC Control
CARLSON, AMY, ELIZABETHICHIEF COMPLIANCE OFFICER AND SECRETARY OF CORPORATIONC Control
CARLSON, AMY, ELIZABETHICHIEF COMPLIANCE OFFICER AND SECRETARY OF CORPORATIONC Control
JOHNSRUD, JENNIFER, ANNEIPRESIDENTC Control
JOHNSRUD, JENNIFER, ANNEIPRESIDENTC Control
JOHNSRUD, JENNIFER, ANNEIPRESIDENTC Control
JOHNSRUD, JENNIFER, ANNEIPRESIDENTC Control
JOHNSRUD, JENNIFER, ANNEIPRESIDENTC Control
JOHNSRUD, JENNIFER, ANNEIPRESIDENTC Control
JOHNSRUD, JENNIFER, ANNEIPRESIDENTC Control
MCMANUS, HANNAH, PINCKNEYIVICE PRESIDENTC Control
MCMANUS, HANNAH, PINCKNEYIVICE PRESIDENTC Control
MCMANUS, HANNAH, PINCKNEYIVICE PRESIDENTC Control
MCMANUS, HANNAH, PINCKNEYIVICE PRESIDENTC Control
MCMANUS, HANNAH, PINCKNEYIVICE PRESIDENTC Control
MCMANUS, HANNAH, PINCKNEYIVICE PRESIDENTC Control
MCMANUS, HANNAH, PINCKNEYIVICE PRESIDENTC Control
MCMANUS, JR., LAWRENCE, FRANCISITREASURER/ VICE PRESIDENTC Control
MCMANUS, JR., LAWRENCE, FRANCISITREASURER/ VICE PRESIDENTC Control
MCMANUS, JR., LAWRENCE, FRANCISITREASURER/ VICE PRESIDENTC Control
MCMANUS, JR., LAWRENCE, FRANCISITREASURER/ VICE PRESIDENTC Control
MCMANUS, JR., LAWRENCE, FRANCISITREASURER/ VICE PRESIDENTC Control
MCMANUS, JR., LAWRENCE, FRANCISITREASURER/ VICE PRESIDENTC Control
MCMANUS, JR., LAWRENCE, FRANCISITREASURER/ VICE PRESIDENTC Control

Registrations

Federal

IA
May 11, 2012 REGISTERED

Notice Filings (4)

MA NC SC TX

Address

1525 EAST FRANKLIN STREET
CHAPEL HILL, NC 27514
United States
Phone: 919-942-8145