SFC FINANCIAL LLC
CRD #129817 SEC #801-107167 SUNSET HILLS, MO 314-842-2001
SEC Registered
Total AUM
$162.2M
Discretionary
$0
Employees
4
Clients
10
Accounts
212
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Missouri
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 13, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SWINK, EARL, WADE | I | MANAGER | E | Control |
| SWINK, EARL, WADE | I | MANAGER | E | Control |
| SWINK, EARL, WADE | I | MANAGER | E | Control |
| SWINK, EARL, WADE | I | MANAGER | E | Control |
| SWINK, EARL, WADE | I | MEMBER & MANAGER | E | Control |
| SWINK, EARL, WADE | I | MANAGER | E | Control |
| SWINK, EARL, WADE | I | MEMBER & MANAGER | E | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | D | Control |
| SWINK, EARL, WADE | I | MANAGER | D | Control |
| SWINK, EARL, WADE | I | MANAGER | D | Control |
| SWINK, EARL, WADE | I | MANAGER | D | Control |
| SWINK, EARL, WADE | I | MEMBER & MANAGER | D | Control |
| SWINK, EARL, WADE | I | MEMBER & MANAGER | D | Control |
| SWINK, EARL, WADE | I | MEMBER & MANAGER | D | Control |
| SWINK, EARL, WADE | I | MEMBER & MANAGER | D | Control |
| SWINK, EARL, WADE | I | MEMBER & MANAGER | D | Control |
| SWINK, EARL, WADE | I | MEMBER & MANAGER | D | Control |
| SWINK, EARL, WADE | I | MEMBER & MANAGER | D | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | C | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | C | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | C | Control |
| POTTER, JACOB, VICTOR | I | MEMBER | C | Control |
| POTTER, JACOB, VICTOR | I | MEMBER | C | Control |
| POTTER, JACOB, VICTOR | I | MEMBER | C | Control |
| POTTER, JACOB, VICTOR | I | MEMBER | C | Control |
| POTTER, JACOB, VICTOR | I | MEMBER | C | Control |
| POTTER, JACOB, VICTOR | I | MEMBER | C | Control |
| POTTER, JACOB, VICTOR | I | MEMBER | C | Control |
| POTTER, JACOB, VICTOR | I | MEMBER | C | Control |
| POTTER, JACOB, VICTOR | I | MEMBER | C | Control |
| SMITH, DAVID, PATRICK | I | MEMBER | C | Control |
| SMITH, DAVID, PATRICK | I | MEMBER | C | Control |
| SMITH, DAVID, PATRICK | I | MEMBER | C | Control |
| SMITH, DAVID, PATRICK | I | MEMBER | C | Control |
| BURWITZ, RICHARD, ANDREW | I | MEMBER | B | |
| BURWITZ, RICHARD, ANDREW | I | MEMBER | B | |
| BURWITZ, RICHARD, ANDREW | I | MEMBER | B | |
| COPLEN, KENNETH, ALLEN | I | MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| COPLEN, KENNETH, ALLEN | I | MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| COPLEN, KENNETH, ALLEN | I | MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| COPLEN, KENNETH, ALLEN | I | MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| COPLEN, KENNETH, ALLEN | I | MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| COPLEN, KENNETH, ALLEN | I | MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| COPLEN, KENNETH, ALLEN | I | MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | B | Control |
| COPLEN, KENNETH, ALLEN | I | MANAGER AND CHIEF COMPLIANCE OFFICER | B | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | B | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | B | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | B | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | B | Control |
| COPLEN, KENNETH, ALLEN | I | MEMBER, MANAGER & CHIEF COMPLIANCE OFFICER | B | Control |
| POTTER, JACOB, VICTOR | I | MEMBER | B | |
| POTTER, JACOB, VICTOR | I | MEMBER | B | |
| POTTER, JACOB, VICTOR | I | MEMBER | B | |
| RUSSO, KIMBERLY, DIANE | I | MEMBER | B | |
| RUSSO, KIMBERLY, DIANE | I | MEMBER | B | |
| RUSSO, KIMBERLY, DIANE | I | MEMBER | B | |
| RUSSO, KIMBERLY, DIANE | I | MEMBER | B | |
| RUSSO, KIMBERLY, DIANE | I | MEMBER | B | |
| RUSSO, KIMBERLY, DIANE | I | MEMBER | B | |
| RUSSO, KIMBERLY, DIANE | I | MEMBER | B | |
| RUSSO, KIMBERLY, DIANE | I | MEMBER | B | |
| RUSSO, KIMBERLY, DIANE | I | MEMBER | B | |
| SCHUEPPERT, STEVE, FRANCIS | I | MEMBER | B | |
| SCHUEPPERT, STEVE, FRANCIS | I | MEMBER | B | |
| POTTER, JACOB, VICTOR | I | MEMBER | A | |
| POTTER, JACOB, VICTOR | I | MEMBER | A | |
| POTTER, JACOB, VICTOR | I | MEMBER | A | |
| POTTER, JACOB, VICTOR | I | MEMBER | A | |
| RUSSO, KIMBERLY, DIANE | I | MEMBER | A | |
| RUSSO, KIMBERLY, DIANE | I | MEMBER | A | |
| RUSSO, KIMBERLY, DIANE | I | MEMBER | A |
Registrations
Federal
IA
Feb 13, 2025 REGISTERED
Notice Filings (3)
IL MO TX
Address
3890 S. LINDBERGH BLVDSUITE 200
SUNSET HILLS, MO 63127-1391
United States
Phone: 314-842-2001