GUALARIO & CO., LLC
CRD #129829 SEC #801-66346 NEW YORK, NY 212-487-2500
SEC Registered
Total AUM
$46.1M
Discretionary
$17.5M
Employees
5
Clients
0
Accounts
165
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 15, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLEARIE, RONALD, MCDONALD | I | CHIEF TECHNOLOGY OFFICER | NA | |
| CLEARIE, RONALD, MCDONALD | I | CHIEF TECHNOLOGY OFFICER | NA | |
| CLEARIE, RONALD, MCDONALD | I | CHIEF TECHNOLOGY OFFICER | NA | |
| LIN, SHENG, FU | I | CHIEF COMPLIANCE OFFICER | NA | |
| LIN, SHENG, FU | I | CHIEF COMPLIANCE OFFICER | NA | |
| LIN, SHENG, FU | I | CHIEF COMPLIANCE OFFICER | NA | |
| LIN, SHENG, FU | I | CHIEF COMPLIANCE OFFICER | NA | |
| LIN, SHENG, FU | I | CHIEF COMPLIANCE OFFICER | NA | |
| GUALARIO, RONALD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| GUALARIO, RONALD | I | PRESIDENT& CEO | E | Control |
| GUALARIO, RONALD | I | PRESIDENT, CEO & COO | E | Control |
| GUALARIO, RONALD | I | PRESIDENT, CEO | E | Control |
| GUALARIO, RONALD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
| GUALARIO, RONALD | I | PRESIDENT, CHIEF EXECUTIVE OFFICER | E | Control |
Registrations
Federal
IA
Mar 15, 2007 REGISTERED
Notice Filings (4)
CA FL NJ NY
Address
48 WALL STREET7TH FLOOR
NEW YORK, NY 10005
USA
Phone: 212-487-2500