STONEWATER CAPITAL LLC
CRD #129833 SEC #801-62626 NEW YORK, NY 212-207-5522
SEC Registered
Total AUM
$60.6M
Discretionary
$60.6M
Employees
10
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 1, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROCHIN, FRANK | I | MANAGING DIRECTOR | NA | Control |
| BROCHIN, FRANK | I | MANAGING DIRECTOR | NA | Control |
| BROCHIN, FRANK | I | MANAGING DIRECTOR | NA | Control |
| BROCHIN, FRANK | I | MANAGING DIRECTOR | NA | Control |
| BROCHIN, FRANK | I | MANAGING DIRECTOR | NA | Control |
| HALABY, JUDY, ANNE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HALABY, JUDY, ANNE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HALABY, JUDY, ANNE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HALABY, JUDY, ANNE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HALABY, JUDY, ANNE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| HALABY, JUDY, ANNE | I | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| POMERANTZ, ERNEST, HAROLD | I | MANAGING DIRECTOR | NA | Control |
| POMERANTZ, ERNEST, HAROLD | I | MANAGING DIRECTOR | NA | Control |
| POMERANTZ, ERNEST, HAROLD | I | MANAGING DIRECTOR | NA | Control |
| POMERANTZ, ERNEST, HAROLD | I | MANAGING DIRECTOR | NA | Control |
| POMERANTZ, ERNEST, HAROLD | I | MANAGING DIRECTOR | NA | Control |
| SANTOLERI, JOHN | I | MANAGING DIRECTOR | NA | Control |
| SANTOLERI, JOHN | I | MANAGING DIRECTOR | NA | Control |
| SANTOLERI, JOHN | I | MANAGING DIRECTOR | NA | Control |
| SANTOLERI, JOHN | I | MANAGING DIRECTOR | NA | Control |
| SANTOLERI, JOHN | I | MANAGING DIRECTOR | NA | Control |
| SOLOMON, ADAM, SANDERS | I | CHAIRMAN | E | Control |
| SOLOMON, ADAM, SANDERS | I | CHAIRMAN | E | Control |
| SOLOMON, ADAM, SANDERS | I | CHAIRMAN | E | Control |
| SOLOMON, ADAM, SANDERS | I | CHAIRMAN | E | Control |
| SOLOMON, ADAM, SANDERS | I | CHAIRMAN | E | Control |
| SOLOMON, ADAM, SANDERS | I | MANAGING MEMBER | E | Control |
| BROCHIN, FRANK | I | MEMBER | C | Control |
| SANTOLERI, JOHN | I | MEMBER | C | Control |
| SOLOMON, ADAM, SANDERS | I | PARTNER | C | Control |
| POMERANTZ, ERNEST, HAROLD | I | MEMBER | B | Control |
Registrations
Federal
IA
Mar 1, 2007 REGISTERED
Address
277 PARK AVENUE, 49TH FLOORNEW YORK, NY 10172
USA
Phone: 212-207-5522