RIA Intelligence

FREESTONE INVESTMENTS LLC

Legal name: FREESTONE INVESTMENTS

CRD #129872 SEC #801-63077 SEATTLE, WA 206-398-1100
SEC Registered
Total AUM
$430.8M
Discretionary
$430.8M
Employees
10
Clients
--
Accounts
6

Firm Details

Organization Type
Limited Liability Company
State of Formation
Washington
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 28, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CICERO, NICHOLAS, JOSEPHIANALYSTNA
CICERO, NICHOLAS, JOSEPHIANALYSTNA
FURUKAWA, GARY, ISAACICHARIMAN AND CHIEF INVESTMENT OFFICERNA Control
FURUKAWA, GARY, ISAACICHIEF INVESTMENT OFFICERNA Control
FURUKAWA, GARY, ISAACICHIEF INVESTMENT OFFICERNA Control
GREENE, JANICE, MARIEICHIEF COMPLIANCE OFFICERNA Control
MIYOSHI, KEN, EIANALYSTNA
MIYOSHI, KEN, EIANALYSTNA
MIYOSHI, KEN, EIANALYSTNA
PATRICK, KEVIN, IRAICHIEF COMPLIANCE OFFICERNA Control
PATRICK, KEVIN, IRAICHIEF COMPLIANCE OFFICERNA Control
YOUNG, JUSTIN, KWAIMUNGICCO/CFONA
YOUNG, JUSTIN, KWAIMUNGICHIEF COMPLIANCE OFFICERNA Control
YOUNG, JUSTIN, KWAIMUNGICFONA Control
YOUNG, JUSTIN, KWAIMUNGIACCOUNTING/FINANCE/COMPLIANCENA
FREESTONE CAPITAL HOLDINGS LLCDEMEMBERE Control
FREESTONE CAPITAL HOLDINGS LLCDEMEMBERE Control
FREESTONE CAPITAL HOLDINGS LLCDEMEMBERE Control
FURUKAWA, GARY, ISAACIMANAGERE Control
FURUKAWA, GARY, ISAACIMANAGERE Control
FURUKAWA, GARY, ISAACIMANAGERE Control
GOLDMAN, ARTHUR, GLENNICHIEF OF OPERATIONSA Control
GOLDMAN, ARTHUR, GLENNICHIEF OF OPERATIONSA Control
GOLDMAN, ARTHUR, GLENNICHIEF OF OPERATIONSA Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
SIENNA MANAGEMENT LLCDETHE SIENNA GROUP, LLCF Control
SIENNA MANAGEMENT LLCDETHE SIENNA GROUP, LLCF Control
SIENNA MANAGEMENT LLCDETHE SIENNA GROUP, LLCF Control
SVENSON, SCOTT, TRIMBLEISIENNA MANAGEMENT LLCF Control
SVENSON, SCOTT, TRIMBLEISIENNA MANAGEMENT LLCF Control
SVENSON, SCOTT, TRIMBLEISIENNA MANAGEMENT LLCF Control
SVENSON, ALLYIJOURNEY PARTNERS, LLC (HOLDS 4.6% OF THE SIENNA GROUP, LLC)E Control
SVENSON, ALLYIJOURNEY PARTNERS, LLC (HOLDS 4.6% OF THE SIENNA GROUP, LLC)E Control
SVENSON, ALLYIJOURNEY PARTNERS, LLC (HOLDS 4.6% OF THE SIENNA GROUP, LLC)E Control
SVENSON, SCOTT, TRIMBLEIJOURNEY PARTNERS, LLC (HOLDS 4.6% OF THE SIENNA GROUP, LLC)E Control
SVENSON, SCOTT, TRIMBLEIJOURNEY PARTNERS, LLC (HOLDS 4.6% OF THE SIENNA GROUP, LLC)E Control
SVENSON, SCOTT, TRIMBLEIJOURNEY PARTNERS, LLC (HOLDS 4.6% OF THE SIENNA GROUP, LLC)E Control
THE SIENNA GROUP, LLCDESIENNA FINANCIAL SERVICES, LLCE Control
THE SIENNA GROUP, LLCDESIENNA FINANCIAL SERVICES, LLCE Control
THE SIENNA GROUP, LLCDESIENNA FINANCIAL SERVICES, LLCE Control
SIENNA FINANCIAL SERVICES, LLCDEFREESTONE CAPITAL HOLDINGS, LLCD Control
SIENNA FINANCIAL SERVICES, LLCDEFREESTONE CAPITAL HOLDINGS, LLCD Control
SIENNA FINANCIAL SERVICES, LLCDEFREESTONE CAPITAL HOLDINGS, LLCD Control
SVENSON, ALLYITHE SIENNA GROUP, LLCC Control
SVENSON, ALLYIREUNION PARTNERS, LLC (HOLDS 9.6% OF THE SIENNA GROUP, LLC)C Control
SVENSON, ALLYITHE SIENNA GROUP, LLCC Control
SVENSON, ALLYIREUNION PARTNERS, LLC (HOLDS 9.6% OF THE SIENNA GROUP, LLC)C Control
SVENSON, ALLYITHE SIENNA GROUP, LLCC Control
SVENSON, ALLYIREUNION PARTNERS, LLC (HOLDS 9.6% OF THE SIENNA GROUP, LLC)C Control
SVENSON, SCOTT, TRIMBLEITHE SIENNA GROUP, LLCC Control
SVENSON, SCOTT, TRIMBLEIREUNION PARTNERS, LLC (HOLDS 9.6% OF THE SIENNA GROUP, LLC)C Control
SVENSON, SCOTT, TRIMBLEITHE SIENNA GROUP, LLCC Control
SVENSON, SCOTT, TRIMBLEIREUNION PARTNERS, LLC (HOLDS 9.6% OF THE SIENNA GROUP, LLC)C Control
SVENSON, SCOTT, TRIMBLEITHE SIENNA GROUP, LLCC Control
SVENSON, SCOTT, TRIMBLEIREUNION PARTNERS, LLC (HOLDS 9.6% OF THE SIENNA GROUP, LLC)C Control

Registrations

Federal

IA
Feb 28, 2007 REGISTERED

Notice Filings (1)

WA

Address

1191 SECOND AVENUE, SUITE 2100
SEATTLE, WA 98101
USA
Phone: 206-398-1100