DIVIDEND ASSETS CAPITAL, LLC
CRD #129973 SEC #801-62643 RIDGELAND, SC 843.645.9700
SEC Registered
Total AUM
$620.1M
Discretionary
$620.1M
Employees
8
Clients
11
Accounts
739
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- South Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | NA | |
| Dickson, Robert, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Dickson, Robert, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Dickson, Robert, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Dickson, Robert, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Dickson, Robert, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Dickson, Robert, John | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ESTES, JERE, EDWARD | I | CHIEF INVESTMENT OFFICER, DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | NA | Control |
| ESTES, JERE, EDWARD | I | CHIEF INVESTMENT OFFICER, SENIOR PORTFOLIO MANAGER | NA | Control |
| ESTES, JERE, EDWARD | I | CHIEF INVESTMENT OFFICER, SENIOR PORTFOLIO MANAGER | NA | Control |
| ESTES, JERE, EDWARD | I | CHIEF INVESTMENT OFFICER, DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | NA | Control |
| ESTES, JERE, EDWARD | I | ECONOMIST AND PORTFOLIO MANAGER | NA | Control |
| ESTES, JERE, EDWARD | I | ECONOMIST AND PORTFOLIO MANAGER | NA | Control |
| ESTES, JERE, EDWARD | I | ECONOMIST AND PORTFOLIO MANAGER | NA | Control |
| ESTES, JERE, EDWARD | I | ECONOMIST AND PORTFOLIO MANAGER | NA | Control |
| FORD, WILLIAM, DONALD | I | PRESIDENT & DIRECTOR OF INSTITUTIONAL ASSET MANAGEMENT | NA | Control |
| FORD, WILLIAM, DONALD | I | PRESIDENT & DIRECTOR OF INSTITUTIONAL ASSET MANAGEMENT | NA | Control |
| FORD, WILLIAM, DONALD | I | PRESIDENT & DIRECTOR OF INSTITUTIONAL ASSET MANAGEMENT | NA | Control |
| FORD, WILLIAM, DONALD | I | PRESIDENT & DIRECTOR OF INSTITUTIONAL ASSET MANAGEMENT | NA | Control |
| FORD, WILLIAM, DONALD | I | PRESIDENT & DIRECTOR OF INSTITUTIONAL ASSET MANAGEMENT | NA | Control |
| FORD, WILLIAM, DONALD | I | PRESIDENT & DIRECTOR OF INSTITUTIONAL ASSET MANAGEMENT | NA | Control |
| FORD, WILLIAM, DONALD | I | PRESIDENT & DIRECTOR OF INSTITUTIONAL ASSET MANAGEMENT | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, AND CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, AND CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT / CHIEF OPERATING OFFICER /CHIEF COMPLIANCE OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT / CHIEF OPERATING OFFICER /CHIEF COMPLIANCE OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT / CHIEF OPERATING OFFICER /CHIEF COMPLIANCE OFFICER | NA | Control |
| GHOSTON, ANTHONY, JEROME | I | PRESIDENT / CHIEF OPERATING OFFICER /CHIEF COMPLIANCE OFFICER | NA | Control |
| HALEY, JAMES, GLENN | I | CEO & DIRECTOR OF CLIENT PRIVATE GROUP | NA | Control |
| HALEY, JAMES, GLENN | I | CEO & DIRECTOR OF CLIENT PRIVATE GROUP | NA | Control |
| HALEY, JAMES, GLENN | I | CEO & DIRECTOR OF CLIENT PRIVATE GROUP | NA | Control |
| HAUSLADEN, JOHN, THOMAS | I | MANAGING DIRECTOR-INTERMEDIARY DISTRIBUTION | NA | |
| HAUSLADEN, JOHN, THOMAS | I | MANAGING DIRECTOR-INTERMEDIARY DISTRIBUTION | NA | |
| LAMB, DEBORAH, ANNE | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAMB, DEBORAH, ANNE | I | CCO AND OFFICER | NA | |
| LAMB, DEBORAH, ANNE | I | CCO AND OFFICER | NA | |
| LAMB, DEBORAH, ANNE | I | CCO AND OFFICER | NA | |
| LIVINGSTON, TROY, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIVINGSTON, TROY, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIVINGSTON, TROY, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIVINGSTON, TROY, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIVINGSTON, TROY, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIVINGSTON, TROY, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIVINGSTON, TROY, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIVINGSTON, TROY, EUGENE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LIVINGSTON, TROY, EUGENE | I | FINANCIAL OFFICER | NA | Control |
| NIX, MICHAEL, WAYNE | I | MANAGING DIRECTOR OF INVESTMENT STRATEGY AND PORTFOLIO MANAGER | NA | Control |
| NIX, MICHAEL, WAYNE | I | MANAGING DIRECTOR OF INVESTMENT STRATEGY AND PORTFOLIO MANAGER | NA | Control |
| NIX, MICHAEL, WAYNE | I | MANAGING DIRECTOR, INSTITUTIONAL ASSETS MANAGER | NA | Control |
| NIX, MICHAEL, WAYNE | I | MANAGING DIRECTOR, INSTITUTIONAL ASSETS MANAGER | NA | Control |
| NIX, MICHAEL, WAYNE | I | MANAGING DIRECTOR, INSTITUTIONAL ASSETS MANAGER | NA | Control |
| NIX, MICHAEL, WAYNE | I | MANAGING DIRECTOR, INSTITUTIONAL ASSETS MANAGER | NA | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| OTTOSEN, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| OTTOSEN, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| OTTOSEN, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| OTTOSEN, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| OTTOSEN, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| OTTOSEN, JENNIFER, ANN | I | CHIEF COMPLIANCE OFFICER | NA | |
| SAURBORN, MARC, DAVID | I | CEO & CHIEF INVESTMENT OFFICER | NA | Control |
| SAURBORN, MARC, DAVID | I | CEO & CHIEF FINANCIAL OFFICER | NA | Control |
| SAURBORN, MARC, DAVID | I | CEO & CHIEF INVESTMENT OFFICER | NA | Control |
| SAURBORN, MARC, DAVID | I | CEO & CHIEF INVESTMENT OFFICER | NA | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO, CIO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CEO AND SENIOR PORTFOLIO MANAGER | NA | Control |
| SHAVER, CHARLES, TROY | I | CHAIRMAN EMERITUS | NA | Control |
| SHAVER, CHARLES, TROY | I | CHAIRMAN EMERITUS | NA | Control |
| SHAVER, CHARLES, TROY | I | CHAIRMAN EMERITUS | NA | Control |
| SHAVER, CHARLES, TROY | I | CHAIRMAN EMERITUS | NA | Control |
| SHAVER, CHARLES, TROY | I | CHAIRMAN EMERITUS | NA | Control |
| SHAVER, CHARLES, TROY | I | CHAIRMAN EMERITUS | NA | Control |
| SHAVER, CHARLES, TROY | I | CHAIRMAN EMERITUS | NA | Control |
| SWHEAR, JOHN, CARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWHEAR, JOHN, CARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWHEAR, JOHN, CARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWHEAR, JOHN, CARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWHEAR, JOHN, CARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWHEAR, JOHN, CARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWHEAR, JOHN, CARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWHEAR, JOHN, CARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWHEAR, JOHN, CARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SWHEAR, JOHN, CARL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Swhear, John, Carl | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Swhear, John, Carl | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Swhear, John, Carl | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Swhear, John, Carl | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Swhear, John, Carl | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, ERIKA, L. | I | MANAGING DIRECTOR-PORTFOLIO ANALYST | NA | |
| THOMAS, ERIKA, L. | I | MANAGING DIRECTOR-PORTFOLIO ANALYST | NA | |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | NA | |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | NA | |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | NA | |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | NA | |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | NA | |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | NA | |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | NA | |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | NA | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR OF PORTFOLIO STRATEGY AND SENIOR PORTFOLIO MANAGER | NA | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR OF PORTFOLIO STRATEGY AND SENIOR PORTFOLIO MANAGER | NA | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | NA | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR AND SENIOR PORTFOLIO MANAGER | NA | Control |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | DE | EMPLOYEE STOCK OWNERSHIP PLAN | E | |
| GREATBANC TRUST COMPANY | DE | TRUSTEE | E | |
| GREATBANC TRUST COMPANY | DE | TRUSTEE | E | |
| GREATBANC TRUST COMPANY | DE | TRUSTEE | E | |
| GREATBANC TRUST COMPANY | DE | TRUSTEE | E | |
| GREATBANC TRUST COMPANY | DE | TRUSTEE | E | |
| GREATBANC TRUST COMPANY | DE | TRUSTEE | E | |
| GREATBANC TRUST COMPANY | DE | TRUSTEE | E | |
| GREATBANC TRUST COMPANY | DE | TRUSTEE | E | |
| GREATBANC TRUST COMPANY | DE | TRUSTEE | E | |
| GREATBANC TRUST COMPANY | DE | TRUSTEE | E | |
| HORIZON TRUST | DE | TRUSTEE | E | |
| HORIZON TRUST | DE | TRUSTEE | E | |
| HORIZON TRUST | DE | TRUSTEE | E | |
| HORIZON TRUST | DE | TRUSTEE | E | |
| CAMERON, THOMAS, WILLIAM LANE | I | MANAGING MEMBER | D | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | MANAGING MEMBER | D | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | MANAGING MEMBER | D | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | MANAGING MEMBER | D | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN, CHIEF INVESTMENT OFFICER | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN, CHIEF INVESTMENT OFFICER | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN, CHIEF INVESTMENT OFFICER | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN, CHIEF INVESTMENT OFFICER | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN, CHIEF INVESTMENT OFFICER | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN, CHIEF INVESTMENT OFFICER | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN | C | Control |
| CAMERON, THOMAS, WILLIAM LANE | I | CHAIRMAN | C | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | C | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | C | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | C | Control |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | B | Control |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | B | Control |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | B | |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | B | |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | B | |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | B | |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | B | Control |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | B | Control |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | B | Control |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | B | Control |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | B | Control |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | B | Control |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | B | Control |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | B | Control |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | B | Control |
| ESTES, JERE, EDWARD | I | DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | CHIEF INVESTMENT OFFICER, DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | CHIEF INVESTMENT OFFICER, DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | CHIEF INVESTMENT OFFICER, DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | CHIEF INVESTMENT OFFICER, DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | CHIEF INVESTMENT OFFICER, DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | CHIEF INVESTMENT OFFICER, DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | CHIEF INVESTMENT OFFICER, DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | CHIEF INVESTMENT OFFICER, DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | CHIEF INVESTMENT OFFICER, DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | CHIEF INVESTMENT OFFICER, DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | CHIEF INVESTMENT OFFICER, DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| ESTES, JERE, EDWARD | I | CHIEF INVESTMENT OFFICER, DIRECTOR OF RESEARCH, SENIOR PORTFOLIO MANAGER | B | Control |
| GASKIN, FREDERICK, LEWIS | I | SENIOR PORTFOLIO MANAGER | B | |
| GASKIN, FREDERICK, LEWIS | I | SENIOR PORTFOLIO MANAGER | B | |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO | B | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | B | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | B | Control |
| SHAVER, CHARLES, TROY | I | MEMBER | B | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | B | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | B | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | B | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO | B | Control |
| SHAVER, CHARLES, TROY | I | MEMBER, CHIEF COMPLIANCE OFFICER | B | Control |
| SHAVER, CHARLES, TROY | I | MEMBER | B | Control |
| SHAVER, CHARLES, TROY | I | MEMBER | B | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO | B | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO | B | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO | B | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO | B | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO | B | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO | B | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO | B | Control |
| SHAVER, CHARLES, TROY | I | PRESIDENT, CEO | B | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | B | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | B | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | B | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | B | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | B | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | B | Control |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | A | |
| ALLIN, WILLAM, BAILEY | I | MANAGING DIRECTOR-FIXED INCOME | A | |
| COGSWELL, JANE, THOMAS | I | MANAGING DIRECTOR - OPERATIONS | A | Control |
| COGSWELL, JANE, THOMAS | I | MANAGING DIRECTOR-CUSTOMER SERVICE | A | Control |
| COGSWELL, JANE, THOMAS | I | MANAGING DIRECTOR - OPERATIONS | A | Control |
| COGSWELL, JANE, THOMAS | I | MEMBER | A | Control |
| COGSWELL, JANE, THOMAS | I | MANAGING DIRECTOR - OPERATIONS | A | Control |
| COGSWELL, JANE, THOMAS | I | MANAGING DIRECTOR - OPERATIONS | A | Control |
| COGSWELL, JANE, THOMAS | I | MANAGING DIRECTOR - OPERATIONS | A | Control |
| COGSWELL, JANE, THOMAS | I | MANAGING DIRECTOR - OPERATIONS | A | Control |
| COGSWELL, JANE, THOMAS | I | MEMBER | A | Control |
| COGSWELL, JANE, THOMAS | I | MEMBER | A | Control |
| COGSWELL, JANE, THOMAS | I | MEMBER | A | Control |
| GHOSTON, ANTHONY, JEROME | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | A | Control |
| GHOSTON, ANTHONY, JEROME | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | A | Control |
| GHOSTON, ANTHONY, JEROME | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | A | Control |
| GHOSTON, ANTHONY, JEROME | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | A | Control |
| GHOSTON, ANTHONY, JEROME | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | A | Control |
| GHOSTON, ANTHONY, JEROME | I | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | A | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | A | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | A | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER | A | |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | A | |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | A | |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | A | |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | A | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | A | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | A | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | A | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | A | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | A | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | A | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | A | Control |
| OBUCHOWSKI, EDWARD, JOHN | I | CHIEF FINANCIAL OFFICER | A | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | A | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | A | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | A | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | A | Control |
| TROSDAL, EINAR, STORM | I | MANAGING DIRECTOR-CUSTOMER SERVICE MARKETING | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HORIZON TRUST | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| HORIZON TRUST | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| HORIZON TRUST | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| HORIZON TRUST | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| LUBBOCK NATIONAL BANK | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| LUBBOCK NATIONAL BANK | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| LUBBOCK NATIONAL BANK | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| LUBBOCK NATIONAL BANK | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| LUBBOCK NATIONAL BANK | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| LUBBOCK NATIONAL BANK | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| LUBBOCK NATIONAL BANK | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| LUBBOCK NATIONAL BANK | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| LUBBOCK NATIONAL BANK | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| LUBBOCK NATIONAL BANK | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| LUBBOCK NATIONAL BANK | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| LUBBOCK NATIONAL BANK | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| LUBBOCK NATIONAL BANK | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| LUBBOCK NATIONAL BANK | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| LUBBOCK NATIONAL BANK | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F | |
| LUBBOCK NATIONAL BANK | DE | DIVIDEND ASSETS CAPITAL HOLDINGS, INC. EMPLOYEE STOCK OWNERSHIP PLAN | F |
Registrations
Federal
IA
Dec 5, 2025 REGISTERED
Notice Filings (32)
AR AZ CA CO CT DC FL GA IL KY LA MA MD ME MI MN MT NC NH NJ NY OH OK PA RI SC TN TX UT VA WA WV
Address
58 RIVERWALK BLVD.RIDGELAND, SC 29936-8126
United States
Phone: 843.645.9700