FEDERMANN FINANCIAL ADVISORS INC.
CRD #129975 SEC #801-71273 ROCKY POINT, NY 631-981-1904
SEC Registered
Total AUM
$89.3M
Discretionary
$89.3M
Employees
3
Clients
26
Accounts
155
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 14, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| KELLY, LISA, ANN | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| THE ESTATE OF FRANKLIN FEDERMANN | DE | OWNER | E | Control |
| THE ESTATE OF FRANKLIN FEDERMANN | DE | OWNER | E | Control |
| KELLY, LISA, ANN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
| KELLY, LISA, ANN | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FEDERMANN, ROCHELLE | I | THE ESTATE OF FRANKLIN FEDERMANN | E | Control |
| FEDERMANN, ROCHELLE | I | THE ESTATE OF FRANKLIN FEDERMANN | E | Control |
Registrations
Federal
IA
Nov 14, 2025 REGISTERED
Notice Filings (3)
FL NH NY
Address
745 ROUTE 25A, SUITE CROCKY POINT, NY 11778
United States
Phone: 631-981-1904