ALTSCHULER, JAMES STEPHEN
Legal name: ALTSCHULER FINANCIAL SERVICES
CRD #130004 SEC #801-100368 LEXINGTON, MA 781-674-2297
SEC Registered
Total AUM
$209.6M
Discretionary
$204.4M
Employees
3
Clients
11
Accounts
158
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 15, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CCO | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CCO | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| ALTSCHULER, JAMES, STEPHEN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 15, 2022 REGISTERED
Notice Filings (1)
MA
Address
594 MARRETT ROAD, SUITE 13LEXINGTON, MA 02421
United States
Phone: 781-674-2297