FREESTONE ADVISORS, LLC
CRD #130005 SEC #801-63127 SEATTLE, WA 206-398-1100
SEC Registered
Total AUM
$72.2M
Discretionary
$72.2M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 29, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| FURUKAWA, GARY, ISAAC | I | CHAIRMAN AND CHIEF INVESTMENT OFFICER | NA | Control |
| GREENE, JANICE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JANICE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JANICE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JANICE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JANICE, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATRICK, KEVIN, IRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PATRICK, KEVIN, IRA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| FREESTONE CAPITAL HOLDINGS LLC | DE | MEMBER | E | Control |
| FREESTONE CAPITAL HOLDINGS LLC | DE | MEMBER | E | Control |
| FREESTONE CAPITAL HOLDINGS LLC | DE | MEMBER | E | Control |
| FREESTONE CAPITAL HOLDINGS LLC | DE | MEMBER | E | Control |
| FURUKAWA, GARY, ISAAC | I | MANAGING MEMBER | D | Control |
| FURUKAWA, GARY, ISAAC | I | MANAGING MEMBER | D | Control |
| FURUKAWA, GARY, ISAAC | I | MANAGING MEMBER | D | Control |
| FURUKAWA, GARY, ISAAC | I | MANAGING MEMBER | D | Control |
| BUCK, RANDALL, CRAIG | I | MANAGING MEMBER | B | Control |
| BUCK, RANDALL, CRAIG | I | MANAGING MEMBER | B | Control |
| FURUKAWA, GARY, ISAAC | I | PARTNER, CHIEF INVESTMENT OFFICER | B | Control |
| FURUKAWA, GARY, ISAAC | I | PARTNER, CHIEF INVESTMENT OFFICER | B | Control |
| FURUKAWA, GARY, ISAAC | I | PARTNER, CHIEF INVESTMENT OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SIENNA MANAGEMENT LLC | DE | THE SIENNA GROUP LLC | F | Control |
| SIENNA MANAGEMENT LLC | DE | THE SIENNA GROUP LLC | F | Control |
| SIENNA MANAGEMENT LLC | DE | THE SIENNA GROUP LLC | F | Control |
| SIENNA MANAGEMENT LLC | DE | THE SIENNA GROUP LLC | F | Control |
| SVENSON, SCOTT, TRIMBLE | I | SEINNA MANAGEMENT LLC | F | Control |
| SVENSON, SCOTT, TRIMBLE | I | SEINNA MANAGEMENT LLC | F | Control |
| SVENSON, SCOTT, TRIMBLE | I | SEINNA MANAGEMENT LLC | F | Control |
| SVENSON, SCOTT, TRIMBLE | I | SEINNA MANAGEMENT LLC | F | Control |
| SVENSON, ALLY | I | JOURNEY PARTNERS, LLC (HOLDS 4.6% OF THE SIENNA GROUP LLC) | E | Control |
| SVENSON, ALLY | I | JOURNEY PARTNERS, LLC (HOLDS 4.6% OF THE SIENNA GROUP LLC) | E | Control |
| SVENSON, ALLY | I | JOURNEY PARTNERS, LLC (HOLDS 4.6% OF THE SIENNA GROUP LLC) | E | Control |
| SVENSON, ALLY | I | JOURNEY PARTNERS, LLC (HOLDS 4.6% OF THE SIENNA GROUP LLC) | E | Control |
| SVENSON, SCOTT, TRIMBLE | I | JOURNEY PARTNERS, LLC (HOLDS 4.6% OF THE SIENNA GROUP, LLC) | E | Control |
| SVENSON, SCOTT, TRIMBLE | I | JOURNEY PARTNERS, LLC (HOLDS 4.6% OF THE SIENNA GROUP, LLC) | E | Control |
| SVENSON, SCOTT, TRIMBLE | I | JOURNEY PARTNERS, LLC (HOLDS 4.6% OF THE SIENNA GROUP, LLC) | E | Control |
| SVENSON, SCOTT, TRIMBLE | I | JOURNEY PARTNERS, LLC (HOLDS 4.6% OF THE SIENNA GROUP, LLC) | E | Control |
| THE SIENNA GROUP LLC | DE | SIENNA FINANCIAL SERVICES, LLC | E | Control |
| THE SIENNA GROUP LLC | DE | SIENNA FINANCIAL SERVICES, LLC | E | Control |
| THE SIENNA GROUP LLC | DE | SIENNA FINANCIAL SERVICES, LLC | E | Control |
| THE SIENNA GROUP LLC | DE | SIENNA FINANCIAL SERVICES, LLC | E | Control |
| SIENNA FINANCIAL SERVICES LLC | DE | FREESTONE CAPITAL HOLDINGS LLC | D | Control |
| SIENNA FINANCIAL SERVICES LLC | DE | FREESTONE CAPITAL HOLDINGS LLC | D | Control |
| SIENNA FINANCIAL SERVICES LLC | DE | FREESTONE CAPITAL HOLDINGS LLC | D | Control |
| SIENNA FINANCIAL SERVICES LLC | DE | FREESTONE CAPITAL HOLDINGS LLC | D | Control |
| SVENSON, ALLY | I | THE SIENNA GROUP, LLC | C | Control |
| SVENSON, ALLY | I | REUNION PARTNERS, LLC (HOLDS 9.6% OF THE SIENNA GROUP, LLC) | C | Control |
| SVENSON, ALLY | I | THE SIENNA GROUP, LLC | C | Control |
| SVENSON, ALLY | I | REUNION PARTNERS, LLC (HOLDS 9.6% OF THE SIENNA GROUP, LLC) | C | Control |
| SVENSON, ALLY | I | THE SIENNA GROUP, LLC | C | Control |
| SVENSON, ALLY | I | REUNION PARTNERS, LLC (HOLDS 9.6% OF THE SIENNA GROUP, LLC) | C | Control |
| SVENSON, ALLY | I | THE SIENNA GROUP, LLC | C | Control |
| SVENSON, ALLY | I | REUNION PARTNERS, LLC (HOLDS 9.6% OF THE SIENNA GROUP, LLC) | C | Control |
| SVENSON, SCOTT, TRIMBLE | I | THE SIENNA GROUP LLC | C | Control |
| SVENSON, SCOTT, TRIMBLE | I | REUNION PARTNERS LLC (HOLDS 9.6% OF THE SIENNA GROUP LLC) | C | Control |
| SVENSON, SCOTT, TRIMBLE | I | THE SIENNA GROUP LLC | C | Control |
| SVENSON, SCOTT, TRIMBLE | I | REUNION PARTNERS LLC (HOLDS 9.6% OF THE SIENNA GROUP LLC) | C | Control |
| SVENSON, SCOTT, TRIMBLE | I | THE SIENNA GROUP LLC | C | Control |
| SVENSON, SCOTT, TRIMBLE | I | REUNION PARTNERS LLC (HOLDS 9.6% OF THE SIENNA GROUP LLC) | C | Control |
| SVENSON, SCOTT, TRIMBLE | I | THE SIENNA GROUP LLC | C | Control |
| SVENSON, SCOTT, TRIMBLE | I | REUNION PARTNERS LLC (HOLDS 9.6% OF THE SIENNA GROUP LLC) | C | Control |
Registrations
Federal
IA
Jan 29, 2007 REGISTERED
Notice Filings (1)
WA
Address
1191 2ND AVE., SUITE 2100SEATTLE, WA 98101
USA
Phone: 206-398-1100