REGISTERED INVESTMENT ADVISERS LLC
CRD #130010 SEC #801-62633 GLEN COVE, NY 516-656-3636
SEC Registered
Total AUM
$147.3M
Discretionary
$147.3M
Employees
5
Clients
--
Accounts
11
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 30, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| NADEL, WARREN, DOUGLAS | I | PRESIDENT, CEO. CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| NADEL, WARREN, DOUGLAS | I | PRESIDENT, CEO. CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| NADEL, WARREN, DOUGLAS | I | PRESIDENT, CEO. CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| NADEL, WARREN, DOUGLAS | I | PRESIDENT, CEO. CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| NADEL, WARREN, DOUGLAS | I | PRESIDENT, CEO. CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| NADEL, WARREN, DOUGLAS | I | PRESIDENT, CEO. CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| NADEL, WARREN, DOUGLAS | I | PRESIDENT, CEO. CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| NADEL, WARREN, DOUGLAS | I | PRESIDENT, CEO. CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| NADEL, WARREN, DOUGLAS | I | PRESIDENT, CEO. CHIEF COMPLIANCE OFFICER & MEMBER | E | Control |
| NADEL, WARREN, DOUGLAS | I | PRESIDENT, CEO & MEMBER | E | Control |
| NADEL, WARREN, DOUGLAS | I | PRESIDENT, CEO & MEMBER | E | Control |
| NADEL, WARREN, DOUGLAS | I | PRESIDENT, CEO & MEMBER | E | Control |
Registrations
Federal
IA
Jan 30, 2007 REGISTERED
Address
7 WALNUT ROADGLEN COVE, NY 11542
USA
Phone: 516-656-3636