WHALEN CAPITAL, INC.
CRD #130016 SEC #801-129615 WAUSAU, WI 715-241-6935
SEC Registered
Total AUM
$152.4M
Discretionary
$152.4M
Employees
4
Clients
10
Accounts
577
Firm Details
- Organization Type
- Corporation
- State of Formation
- Wisconsin
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WHALEN, KERRY, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WHALEN, KERRY, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| WHALEN, KERRY, RICHARD | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| BRADLEY, PATRICK, THOMAS | I | VICE PRESIDENT/SECRETARY | D | Control |
| WHALEN, KERRY, RICHARD | I | PRESIDENT/TREASURER | D | Control |
Registrations
Federal
IA
Jan 31, 2025 REGISTERED
Notice Filings (2)
IL WI
Address
226411 RIB MOUNTAIN RDWAUSAU, WI 54401
United States
Phone: 715-241-6935