RIA Intelligence

GROWTH STRATEGIES, LLC

CRD #130028 SEC #801-62978 SANTA MONICA, CA 310-573-8504
SEC Registered
Total AUM
$42.1M
Discretionary
$42.1M
Employees
5
Clients
--
Accounts
27

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 21, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
JOHNSON, MARK, CHRISTOPHERIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
JOHNSON, MARK, CHRISTOPHERIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
JOHNSON, MARK, CHRISTOPHERIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control
JOHNSON, MARK, CHRISTOPHERIMANAGING MEMBERE Control
JOHNSON, MARK, CHRISTOPHERIMANAGING MEMBER, CHIEF COMPLIANCE OFFICERE Control

Registrations

Federal

IA
Feb 21, 2007 REGISTERED

Notice Filings (1)

CA

Address

2400 BROADWAY
SUITE 220
SANTA MONICA, CA 90404
USA
Phone: 310-573-8504