EMERSON EQUITY LLC
CRD #130032 SEC #801-120835 SAN MATEO, CA 650-312-0200
SEC Registered Broker-Dealer
Total AUM
$327.9M
Discretionary
$179.9M
Employees
222
Clients
1
Accounts
1,091
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 28, 2025
- Branch Offices
- 9
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| MORRISSEY, KATHLEEN FRANCES | I | CHIEF OPERATIONS OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SNYDER, SEAN KRISTIAN | I | CHIEF STRATEGY OFFICER | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| SULLIVAN, TIMOTHY EVAN | I | PRESIDENT | NA | |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNICIPAL PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| BALDINI, DOMINIC JULIO | I | MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP | E | Control |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B | |
| OCEANIC PARTNERS, INC. | DE | OWNER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| STRIFE, JACLYN DEANNE | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
| SULLIVAN, TIMOTHY EVAN | I | OCEANIC PARTNERS, INC. | D | Control |
Registrations
Federal
IA
Oct 28, 2025 REGISTERED
Notice Filings (32)
AL AZ CA CO DC FL GA HI IA ID IL MI MN MO MT NC NE NH NJ NV NY OH OR PA PR SC SD TX UT VA WA WI
Address
155 BOVET ROAD, SUITE 725SAN MATEO, CA 94402
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