HARVEST CAPITAL STRATEGIES LLC
CRD #130037 SEC #801-66003 SAN FRANCISCO, CA (415) 835-3900
SEC Registered Private Funds
Total AUM
$1.1M
Discretionary
$1.1M
Employees
57
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
- LEI
- 254900C7KXSNR8DPJ133
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARLIN, JOHN, FREDERICK | I | DIRECTOR | NA | Control |
| CARLIN, JOHN, FREDERICK | I | DIRECTOR | NA | Control |
| CARLIN, JOHN, FREDERICK | I | DIRECTOR | NA | Control |
| CARLIN, JOHN, FREDERICK | I | DIRECTOR | NA | Control |
| CARLIN, JOHN, FREDERICK | I | DIRECTOR | NA | Control |
| CARLIN, JOHN, FREDERICK | I | DIRECTOR | NA | Control |
| Conroy, Walter, Ivor | I | CHIEF LEGAL OFFICER | NA | Control |
| Conroy, Walter, Ivor | I | CHIEF LEGAL OFFICER | NA | Control |
| Conroy, Walter, Ivor | I | CHIEF LEGAL OFFICER | NA | Control |
| Conroy, Walter, Ivor | I | CHIEF LEGAL OFFICER | NA | Control |
| Conroy, Walter, Ivor | I | CHIEF LEGAL OFFICER | NA | Control |
| Conroy, Walter, Ivor | I | CHIEF LEGAL OFFICER | NA | Control |
| Conroy, Walter, Ivor | I | CHIEF LEGAL OFFICER | NA | Control |
| Conroy, Walter, Ivor | I | CHIEF LEGAL OFFICER | NA | Control |
| Conroy, Walter, Ivor | I | CHIEF LEGAL OFFICER | NA | Control |
| Conroy, Walter, Ivor | I | CHIEF LEGAL OFFICER | NA | Control |
| Conroy, Walter, Ivor | I | CHIEF LEGAL OFFICER | NA | Control |
| HAMM, BRYAN, B. | I | PRESIDENT OF JMP CREDIT ADVISORS LLC AND CRATOS CDO MANAGEMENT LLC | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JACKSON, RAYMOND, SIVA | I | PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| JACKSON, RAYMOND, SIVA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| JACKSON, RAYMOND, SIVA | I | PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| JACKSON, RAYMOND, SIVA | I | PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| JACKSON, RAYMOND, SIVA | I | PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| JACKSON, RAYMOND, SIVA | I | PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| JACKSON, RAYMOND, SIVA | I | PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| JACKSON, RAYMOND, SIVA | I | PRESIDENT AND CHIEF FINANCIAL OFFICER | NA | Control |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOHNSON, CRAIG, RANDALL | I | CHAIRMAN | NA | |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO OF HARVEST CAPITAL STRATEGIES LLC | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CEO OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| JOLSON, JOSEPH, ANDREW | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KITCHIN, CRAIG, ROBERT | I | CHIEF FINANCIAL OFFICER OF CRATOS CDO MANAGEMENT LLC | NA | |
| KITCHIN, CRAIG, ROBERT | I | CHIEF FINANCIAL OFFICER OF CRATOS CDO MANAGEMENT LLC | NA | |
| KITCHIN, CRAIG, ROBERT | I | CHIEF FINANCIAL OFFICER OF JMP CREDIT ADVISORS LLC AND CRATOS CDO MANAGEMENT LLC | NA | |
| KITCHIN, CRAIG, ROBERT | I | CHIEF FINANCIAL OFFICER OF CRATOS CDO MANAGEMENT LLC | NA | |
| KITCHIN, CRAIG, ROBERT | I | CHIEF FINANCIAL OFFICER OF CRATOS CDO MANAGEMENT LLC | NA | |
| KITCHIN, CRAIG, ROBERT | I | CHIEF FINANCIAL OFFICER OF CRATOS CDO MANAGEMENT LLC | NA | |
| LEFEBVRE, RENEE | I | CHIEF OPERATIONS OFFICER OF CRATOS CDO MANAGEMENT LLC | NA | |
| LEFEBVRE, RENEE | I | CHIEF OPERATIONS OFFICER OF CRATOS CDO MANAGEMENT LLC | NA | |
| LEFEBVRE, RENEE | I | CHIEF ADMINISTRATIVE OFFICER OF JMP CREDIT ADVISORS LLC AND CRATOS CDO MANAGEMENT LLC | NA | |
| LEFEBVRE, RENEE | I | CHIEF OPERATIONS OFFICER OF CRATOS CDO MANAGEMENT LLC | NA | |
| LEFEBVRE, RENEE | I | CHIEF OPERATIONS OFFICER OF CRATOS CDO MANAGEMENT LLC | NA | |
| LEFEBVRE, RENEE | I | CHIEF OPERATIONS OFFICER OF CRATOS CDO MANAGEMENT LLC | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT, CHIEF OPERATING OFFICER, AND CHIEF COMPLIANCE OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT, CHIEF OPERATING OFFICER, AND CHIEF COMPLIANCE OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT AND CHIEF OPERATING OFFICER OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT, CHIEF OPERATING OFFICER, AND CHIEF COMPLIANCE OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT, CHIEF OPERATING OFFICER, AND CHIEF COMPLIANCE OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT AND CHIEF OPERATING OFFICER OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT, CHIEF OPERATING OFFICER, AND CHIEF COMPLIANCE OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT AND CHIEF OPERATING OFFICER OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER OF HARVEST CAPITAL STRATEGIES LLC, JMP CREDIT ADVISORS LLC, AND CRATOS CDO MANAGEMENT LLC | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT AND CHIEF OPERATING OFFICER OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT AND CHIEF OPERATING OFFICER OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT AND CHIEF OPERATING OFFICER OF HARVEST CAPITAL STRATEGIES LLC | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT, CHIEF OPERATING OFFICER, AND CHIEF COMPLIANCE OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| LYNCH, KEVIN, CHRISTOPHER | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MIKLOSI, CHANTAL | I | CHIEF FINANCIAL OFFICER | NA | |
| MIKLOSI, CHANTAL | I | CHIEF FINANCIAL OFFICER | NA | |
| MIKLOSI, CHANTAL | I | CHIEF FINANCIAL OFFICER | NA | |
| MIKLOSI, CHANTAL | I | CHIEF FINANCIAL OFFICER | NA | |
| MIKLOSI, CHANTAL | I | CHIEF FINANCIAL OFFICER | NA | |
| MOGAVERO, EGIDIO | I | CCO | NA | |
| MOGAVERO, EGIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOGAVERO, EGIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOGAVERO, EGIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOGAVERO, EGIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOGAVERO, EGIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOGAVERO, EGIDIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| McNamara, Allison, Ronli | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| McNamara, Allison, Ronli | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| McNamara, Allison, Ronli | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| McNamara, Allison, Ronli | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| McNamara, Allison, Ronli | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rosenberg, Zachary, Seth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rosenberg, Zachary, Seth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rosenberg, Zachary, Seth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rosenberg, Zachary, Seth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rosenberg, Zachary, Seth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rosenberg, Zachary, Seth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rosenberg, Zachary, Seth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rosenberg, Zachary, Seth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rosenberg, Zachary, Seth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rosenberg, Zachary, Seth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rosenberg, Zachary, Seth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rosenberg, Zachary, Seth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Rosenberg, Zachary, Seth | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SOLOMON, SCOTT, ALAN | I | CHIEF LEGAL OFFICER | NA | |
| SOLOMON, SCOTT, ALAN | I | CHIEF LEGAL OFFICER | NA | |
| SOLOMON, SCOTT, ALAN | I | CHIEF LEGAL OFFICER | NA | |
| SOLOMON, SCOTT, ALAN | I | CHIEF LEGAL OFFICER | NA | |
| SOLOMON, SCOTT, ALAN | I | CHIEF LEGAL OFFICER | NA | |
| SOLOMON, SCOTT, ALAN | I | CLO OF HARVEST CAPITAL STRATEGIES LLC, JMP CREDIT ADVISORS LLC, AND CRATOS CDO MANAGEMENT LLC | NA | |
| SOLOMON, SCOTT, ALAN | I | CHIEF LEGAL OFFICER | NA | |
| SOLOMON, SCOTT, ALAN | I | CHIEF LEGAL OFFICER | NA | |
| TARKOFF, JANET, LORAINE | I | CLO | NA | |
| TARKOFF, JANET, LORAINE | I | CLO | NA | |
| TARKOFF, JANET, LORAINE | I | CLO | NA | |
| TARKOFF, JANET, LORAINE | I | CLO | NA | |
| TARKOFF, JANET, LORAINE | I | CLO | NA | |
| TARKOFF, JANET, LORAINE | I | CLO | NA | |
| TARKOFF, JANET, LORAINE | I | CLO | NA | |
| TARKOFF, JANET, LORAINE | I | CLO | NA | |
| TARKOFF, JANET, LORAINE | I | CLO | NA | |
| TARKOFF, JANET, LORAINE | I | CLO | NA | |
| TARKOFF, JANET, LORAINE | I | CLO | NA | |
| TARKOFF, JANET, LORAINE | I | CLO | NA | |
| TARKOFF, JANET, LORAINE | I | CLO | NA | |
| TARKOFF, JANET, LORAINE | I | CLO OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC | NA | |
| TARKOFF, JANET, LORAINE | I | CLO OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC | NA | |
| TARKOFF, JANET, LORAINE | I | CLO OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC | NA | |
| TARKOFF, JANET, LORAINE | I | CLO OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC | NA | |
| TARKOFF, JANET, LORAINE | I | CLO OF HARVEST CAPITAL STRATEGIES LLC AND CRATOS CDO MANAGEMENT LLC | NA | |
| JMP CREDIT ADVISORS LLC | DE | MANAGING MEMBER OF CRATOS CDO MANAGEMENT LLC | E | Control |
| JMP CREDIT ADVISORS LLC | DE | MANAGING MEMBER OF CRATOS CDO MANAGEMENT LLC | E | Control |
| JMP CREDIT ADVISORS LLC | DE | MANAGING MEMBER OF CRATOS CDO MANAGEMENT LLC | E | Control |
| JMP CREDIT ADVISORS LLC | DE | MANAGING MEMBER OF CRATOS CDO MANAGEMENT LLC | E | Control |
| JMP CREDIT ADVISORS LLC | DE | MANAGING MEMBER OF CRATOS CDO MANAGEMENT LLC | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER OF HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER OF HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER OF HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER OF HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER OF HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER OF HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP GROUP LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
| JMP HOLDING LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CITIZENS FINANCIAL GROUP, INC. | DE | JMP GROUP LLC | E | Control |
| CITIZENS FINANCIAL GROUP, INC. | DE | JMP GROUP LLC | E | Control |
| CITIZENS FINANCIAL GROUP, INC. | DE | JMP GROUP LLC | E | Control |
| CITIZENS FINANCIAL GROUP, INC. | DE | JMP GROUP LLC | E | Control |
| CITIZENS FINANCIAL GROUP, INC. | DE | CITIZENS JMP GROUP, LLC | E | Control |
| CITIZENS FINANCIAL GROUP, INC. | DE | CITIZENS JMP GROUP, LLC | E | Control |
| CITIZENS JMP GROUP, LLC | DE | JMP GROUP INC. | E | Control |
| CITIZENS JMP GROUP, LLC | DE | JMP GROUP INC. | E | Control |
| HARVEST CAPITAL STRATEGIES LLC | DE | JMP CAPITAL LLC | E | Control |
| HARVEST CAPITAL STRATEGIES LLC | DE | JMP CAPITAL LLC | E | Control |
| HARVEST CAPITAL STRATEGIES LLC | DE | JMP CAPITAL LLC | E | Control |
| HARVEST CAPITAL STRATEGIES LLC | DE | JMP CAPITAL LLC | E | Control |
| HARVEST CAPITAL STRATEGIES LLC | DE | JMP CAPITAL LLC | E | Control |
| JMP CAPITAL LLC | FE | JMP CREDIT ADVISORS LLC | E | Control |
| JMP CAPITAL LLC | FE | JMP CREDIT ADVISORS LLC | E | Control |
| JMP CAPITAL LLC | DE | JMP CREDIT ADVISORS LLC | E | Control |
| JMP CAPITAL LLC | FE | JMP CREDIT ADVISORS LLC | E | Control |
| JMP CAPITAL LLC | FE | JMP CREDIT ADVISORS LLC | E | Control |
| JMP CAPITAL LLC | FE | JMP CREDIT ADVISORS LLC | E | Control |
| JMP CREDIT ADVISORS LLC | DE | CRATOS CDO MANAGEMENT LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP GROUP LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC. | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP INC. | DE | JMP HOLDING LLC | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP GROUP LLC | DE | HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP GROUP LLC | DE | HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP GROUP LLC | DE | HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP GROUP LLC | DE | JMP CAPITAL LLC | E | Control |
| JMP GROUP LLC | DE | HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP GROUP LLC | DE | HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP GROUP LLC | DE | HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP GROUP LLC | DE | HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC. | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC | E | Control |
| JMP GROUP LLC | DE | JMP GROUP INC | E | Control |
| JMP HOLDING LLC | DE | HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP HOLDING LLC | DE | HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JMP HOLDING LLC | DE | HARVEST CAPITAL STRATEGIES LLC | E | Control |
| JOLSON, JOSEPH, ANDREW | I | JMP GROUP | E | Control |
| JOLSON, JOSEPH, ANDREW | I | JMP GROUP | E | Control |
| JOLSON, JOSEPH, ANDREW | I | JMP GROUP | E | Control |
| JOLSON, JOSEPH, ANDREW | I | JMP GROUP | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (3)
CA GA TX
Address
101 CALIFORNIA STREETSUITE 1700
SAN FRANCISCO, CA 94111
United States
Phone: (415) 835-3900