QUANTITATIVE EQUITY STRATEGIES, LLC
CRD #130097 SEC #801-63531 HIGHLANDS RANCH, CO 303-471-0244
SEC Registered Private Funds
Total AUM
$174.9M
Discretionary
$81.4M
Employees
6
Clients
--
Accounts
8
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Colorado
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LEAVITT, CHADWICK, TIMOTHY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAVITT, CHADWICK, TIMOTHY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEAVITT, CHADWICK, TIMOTHY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEAVITT, CHADWICK, TIMOTHY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEAVITT, CHADWICK, TIMOTHY | I | CHIEF FINANCIAL OFFICER / CHIEF COMPLIANCE OFFICER | NA | Control |
| LEIGH, JOSEPH, WILLIAM | I | CHIEF COMPLIANCE OFFICER/CONTROLLER | NA | Control |
| LEIGH, JOSEPH, WILLIAM | I | CHIEF COMPLIANCE OFFICER/CONTROLLER | NA | Control |
| LEIGH, JOSEPH, WILLIAM | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| LEIGH, JOSEPH, WILLIAM | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| LEIGH, JOSEPH, WILLIAM | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| WARWICK, BENJAMIN, TROY | I | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| WARWICK, BENJAMIN, TROY | I | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| WARWICK, BENJAMIN, TROY | I | CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| QES PRIVATE EQUITY, LLC | DE | 80% OWNER | E | Control |
| QES PRIVATE EQUITY, LLC | DE | 80% OWNER | E | Control |
| QES PRIVATE EQUITY, LLC | DE | 80% OWNER | E | Control |
| WARWICK, BENJAMIN, TROY | I | PRESIDENT/MANAGING MEMBER/OWNER | E | Control |
| WARWICK, BENJAMIN, TROY | I | MANAGING MEMBER/OWNER/CHIEF INVESTMENT OFFICER | E | Control |
| WARWICK, BENJAMIN, TROY | I | MANAGING MEMBER/OWNER/CHIEF INVESTMENT OFFICER | E | Control |
| WARWICK, BENJAMIN, TROY | I | MANAGING MEMBER/OWNER/CHIEF INVESTMENT OFFICER | E | Control |
| WARWICK, BENJAMIN, TROY | I | MANAGING MEMBER/OWNER/CHIEF INVESTMENT OFFICER | E | Control |
| WARWICK, BENJAMIN, TROY | I | MANAGING MEMBER/OWNER/CHIEF INVESTMENT OFFICER | E | Control |
| WARWICK, BENJAMIN, TROY | I | MANAGING MEMBER/OWNER/CHIEF INVESTMENT OFFICER | E | Control |
| WARWICK, BENJAMIN, TROY | I | MANAGING MEMBER/OWNER/CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| WARWICK, BENJAMIN, TROY | I | MANAGING MEMBER/OWNER/CHIEF INVESTMENT OFFICER | E | Control |
| REVY, MICHAEL, ERICH | I | OWNER/SENIOR CREDIT ANALYST | B | |
| REVY, MICHAEL, ERICH | I | OWNER/SENIOR CREDIT ANALYST | B | |
| REVY, MICHAEL, ERICH | I | OWNER/SENIOR CREDIT ANALYST | B | |
| REVY, MICHAEL, ERICH | I | OWNER/SENIOR CREDIT ANALYST | B | |
| REVY, MICHAEL, ERICH | I | OWNER/SENIOR CREDIT ANALYST | B | |
| WORTMAN, WILLIAM, CLAUDE | I | 20% OWNER | B | Control |
| WORTMAN, WILLIAM, CLAUDE | I | 20% OWNER | B | |
| WORTMAN, WILLIAM, CLAUDE | I | 20% OWNER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| QUANTITATIVE EQUITY STRATEGIES, LLC | DE | QES PRIVATE EQUITY, LLC | E | Control |
| QUANTITATIVE EQUITY STRATEGIES, LLC | DE | QES PRIVATE EQUITY, LLC | E | Control |
| QUANTITATIVE EQUITY STRATEGIES, LLC | DE | QES PRIVATE EQUITY, LLC | E | Control |
| WARWICK, BENJAMIN, TROY | I | QUANTITATIVE EQUITY STRATEGIES, LLC | E | Control |
| WARWICK, BENJAMIN, TROY | I | QUANTITATIVE EQUITY STRATEGIES, LLC | E | Control |
| WARWICK, BENJAMIN, TROY | I | QUANTITATIVE EQUITY STRATEGIES, LLC | E | Control |
Registrations
Federal
IA
Mar 29, 2012 REGISTERED
Notice Filings (1)
CO
Address
8822 S RIDGELINE BLVD.SUITE #220
HIGHLANDS RANCH, CO 80129
United States
Phone: 303-471-0244