DBRS, INC.
Legal name: DBRS
CRD #130124 SEC #801-62922 NEW YORK, NY 212-806-3277
SEC Registered
Total AUM
--
Discretionary
--
Employees
--
Clients
--
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Apr 9, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRAD, ALAN | I | CHIEF COMPLIANCE OFFICER/ SENIOR VICE PRESIDENT/ GENERAL COUNSEL | NA | |
| GRAD, ALAN | I | CHIEF COMPLIANCE OFFICER/ SENIOR VICE PRESIDENT/ GENERAL COUNSEL | NA | |
| GRAD, ALAN | I | CHIEF COMPLIANCE OFFICER/ SENIOR VICE PRESIDENT/ GENERAL COUNSEL | NA | |
| LEONARD, PAUL, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEONARD, PAUL, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEONARD, PAUL, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEONARD, PAUL, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEONARD, PAUL, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| LEONARD, PAUL, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| NARAIN, PAMELA, DEVI | I | CHIEF COMPLIANCE OFFICER/ VP ACCOUNTING AND COMPLIANCE | NA | |
| NARAIN, PAMELA, DEVI | I | CHIEF COMPLIANCE OFFICER/ VP ACCOUNTING AND COMPLIANCE | NA | |
| NARAIN, PAMELA, DEVI | I | CHIEF COMPLIANCE OFFICER/ VP ACCOUNTING AND COMPLIANCE | NA | |
| NARAIN, PAMELA, DEVI | I | CHIEF COMPLIANCE OFFICER | NA | |
| SCHROEDER, MARIA | I | VICE-PRESIDENT, SECRETARY | NA | Control |
| SCHROEDER, MARIA | I | VICE-PRESIDENT, SECRETARY | NA | Control |
| SCHROEDER, WALTER | I | TREASURER, PRESIDENT | NA | Control |
| SCHROEDER, WALTER | I | TREASURER, PRESIDENT | NA | Control |
| SCHROEDER, WALTER | I | TREASURER, PRESIDENT | NA | Control |
| SCHROEDER, WALTER | I | TREASURER, PRESIDENT | NA | Control |
| SCHROEDER, WALTER | I | TREASURER, PRESIDENT | NA | Control |
| SCHROEDER, WALTER | I | TREASURER, PRESIDENT | NA | Control |
| SCHROEDER, WALTER | I | TREASURER | NA | Control |
| SCHROEDER, WALTER | I | TREASURER | NA | Control |
| TOLIVER, JOHN, M | I | PRESIDENT | NA | Control |
| TOLIVER, JOHN, M | I | PRESIDENT | NA | Control |
| 2028966 ONTARIO INC. | FE | SHAREHOLDER | E | Control |
| 2028966 ONTARIO INC. | FE | SHAREHOLDER | E | Control |
| DBRS HOLDINGS LIMITED | FE | SHAREHOLDER | E | Control |
| DBRS HOLDINGS LIMITED | FE | SHAREHOLDER | E | Control |
| DBRS HOLDINGS LIMITED | FE | SHAREHOLDER | E | Control |
| DBRS HOLDINGS LIMITED | FE | SHAREHOLDER | E | Control |
| DBRS HOLDINGS LIMITED | FE | SHAREHOLDER | E | Control |
| DOMINION BOND RATING SERVICE LIMITED | FE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SCHROEDER, MARIA | I | THE WALTER SCHROEDER FAMILY TRUST | F | Control |
| SCHROEDER, MARIA | I | THE WALTER SCHROEDER FAMILY TRUST | F | Control |
| SCHROEDER, MARIA | I | THE WALTER SCHROEDER FAMILY TRUST | F | Control |
| SCHROEDER, MARIA | I | THE WALTER SCHROEDER FAMILY TRUST | F | Control |
| SCHROEDER, MARIA | I | THE WALTER SCHROEDER FAMILY TRUST | F | Control |
| SCHROEDER, MARIA | I | THE WALTER SCHROEDER FAMILY TRUST | F | Control |
| SCHROEDER, MARIA | I | THE WALTER SCHROEDER FAMILY TRUST | F | Control |
| SCHROEDER, WALTER | I | THE WALTER SCHROEDER FAMILY TRUST | F | Control |
| SCHROEDER, WALTER | I | THE WALTER SCHROEDER FAMILY TRUST | F | Control |
| SCHROEDER, WALTER | I | THE WALTER SCHROEDER FAMILY TRUST | F | Control |
| SCHROEDER, WALTER | I | THE WALTER SCHROEDER FAMILY TRUST | F | Control |
| SCHROEDER, WALTER | I | THE WALTER SCHROEDER FAMILY TRUST | F | Control |
| SCHROEDER, WALTER | I | THE WALTER SCHROEDER FAMILY TRUST | F | Control |
| SCHROEDER, WALTER | I | THE WALTER SCHROEDER FAMILY TRUST | F | Control |
| 741246 ONTARIO INC. | FE | DOMINION BOND RATING SERVICE LIMITED | E | Control |
| SCHROEDER, WALTER | I | DBRS HOLDINGS LIMITED | D | Control |
| SCHROEDER, WALTER | I | DBRS HOLDINGS LIMITED | D | Control |
| SCHROEDER, WALTER | I | DBRS HOLDINGS LIMITED | D | Control |
| SCHROEDER, WALTER | I | 2028966 ONTARIO INC. | D | Control |
| SCHROEDER, WALTER | I | 2028966 ONTARIO INC. | D | Control |
| SCHROEDER, WALTER | I | DBRS HOLDINGS LIMITED | D | Control |
| SCHROEDER, WALTER | I | 2028966 ONTARIO INC. | D | Control |
| SCHROEDER, WALTER | I | 741246 ONTARIO INC. | D | Control |
| SCHROEDER, MARIA | I | 741246 ONTARIO INC. | C | Control |
| THE WALTER SCHROEDER FAMILY TRUST | FE | DBRS HOLDINGS LIMITED | C | Control |
| THE WALTER SCHROEDER FAMILY TRUST | FE | DBRS HOLDINGS LIMITED | C | Control |
| THE WALTER SCHROEDER FAMILY TRUST | FE | DBRS HOLDINGS LIMITED | C | Control |
| THE WALTER SCHROEDER FAMILY TRUST | FE | 2028966 ONTARIO INC. | C | Control |
| THE WALTER SCHROEDER FAMILY TRUST | FE | 2028966 ONTARIO INC. | C | Control |
| THE WALTER SCHROEDER FAMILY TRUST | FE | DBRS HOLDINGS LIMITED | C | Control |
| THE WALTER SCHROEDER FAMILY TRUST | FE | 2028966 ONTARIO INC. | C | Control |
Registrations
Federal
IA
Apr 9, 2007 REGISTERED
Notice Filings (2)
IL NY
Address
140 BROADWAY35TH FLOOR
NEW YORK, NY 10005
USA
Phone: 212-806-3277