MADISON HARBOR CAPITAL MANAGEMENT, LLC
CRD #130158 SEC #801-62728 NEW YORK, NY 212-380-5500
SEC Registered
Total AUM
$10.2M
Discretionary
$10.2M
Employees
10
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 18, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BATES, RUSSELL, HALE | I | EVP | NA | Control |
| BATES, RUSSELL, HALE | I | EVP | NA | Control |
| BATES, RUSSELL, HALE | I | EVP | NA | Control |
| BATES, RUSSELL, HALE | I | EVP | NA | Control |
| BATES, RUSSELL, HALE | I | EVP | NA | Control |
| BROWN, CHRISTOPHER | I | CFO, CCO | NA | Control |
| BROWN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, CHRISTOPHER | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| BROWN, CHRISTOPHER | I | CFO, CCO | NA | Control |
| CASAL, EDWARD, MANUEL | I | PRESIDENT | NA | Control |
| CASAL, EDWARD, MANUEL | I | PRESIDENT | NA | Control |
| CASAL, EDWARD, MANUEL | I | PRESIDENT | NA | Control |
| CASAL, EDWARD, MANUEL | I | PRESIDENT | NA | Control |
| CASAL, EDWARD, MANUEL | I | PRESIDENT | NA | Control |
| MAINE, RICHARD, WILLIAM | I | CEO | NA | Control |
| MAINE, RICHARD, WILLIAM | I | CEO | NA | Control |
| MAINE, RICHARD, WILLIAM | I | CEO | NA | Control |
| PETERSEN, MARK, VINCENT | I | MANAGING DIRECTOR | NA | Control |
| PETERSEN, MARK, VINCENT | I | MANAGING DIRECTOR | NA | Control |
| MADISON HARBOR CAPITAL, LLC | DE | MANAGING MEMBER | E | Control |
| MADISON HARBOR CAPITAL, LLC | DE | MANAGING MEMBER | E | Control |
| MADISON HARBOR CAPITAL, LLC | DE | MANAGING MEMBER | E | Control |
| MADISON HARBOR CAPITAL, LLC | DE | MANAGING MEMBER | E | Control |
| MADISON HARBOR CAPITAL, LLC | DE | MANAGING MEMBER | E | Control |
| BATES, RUSSELL, HALE | I | CFO, COO, CCO | C | Control |
| CASAL, EDWARD, MANUEL | I | CEO | C | Control |
| CASAL, EDWARD, MANUEL | I | PARTNER | C | Control |
| MADISON HARBOR CAPITAL, LLC | DE | MANAGING MEMBER | C | Control |
| SIKORA, MITCHELL, BRETT | I | PARTNER | C | Control |
| BATES, RUSSELL, HALE | I | PARTNER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| EVOLVENCE CAPITAL | FE | EVOLVENCE CAPITAL INVESTMENTS LIMITED | E | Control |
| EVOLVENCE CAPITAL | FE | EVOLVENCE CAPITAL INVESTMENTS LIMITED | E | Control |
| EVOLVENCE CAPITAL | FE | EVOLVENCE CAPITAL INVESTMENTS LIMITED | E | Control |
| EVOLVENCE CAPITAL | FE | EVOLVENCE CAPITAL INVESTMENTS LIMITED | E | Control |
| EVOLVENCE CAPITAL | FE | EVOLVENCE CAPITAL INVESTMENTS LIMITED | E | Control |
| AL-THANI, SHEIK MOHAMMED, SUHAIM HAMAD A. | I | EVOLVENCE CAPITAL | D | Control |
| AL-THANI, SHEIK MOHAMMED, SUHAIM HAMAD A. | I | EVOLVENCE CAPITAL | D | Control |
| AL-THANI, SHEIK MOHAMMED, SUHAIM HAMAD A. | I | EVOLVENCE CAPITAL | D | Control |
| AL-THANI, SHEIK MOHAMMED, SUHAIM HAMAD A. | I | EVOLVENCE CAPITAL | D | Control |
| AL-THANI, SHEIK MOHAMMED, SUHAIM HAMAD A. | I | EVOLVENCE CAPITAL | D | Control |
| MADISON HARBOR PARTNERS, LLC | DE | MADISON HARBOR CAPITAL, LLC | D | Control |
| MADISON HARBOR PARTNERS, LLC | DE | MADISON HARBOR CAPITAL, LLC | D | Control |
| MADISON HARBOR PARTNERS, LLC | DE | MADISON HARBOR CAPITAL, LLC | D | Control |
| MADISON HARBOR PARTNERS, LLC | DE | MADISON HARBOR CAPITAL, LLC | D | Control |
| MADISON HARBOR PARTNERS, LLC | DE | MADISON HARBOR CAPITAL, LLC | D | Control |
| CASAL, EDWARD, MANUEL | I | MADISON HARBOR PARTNERS | C | Control |
| CASAL, EDWARD, MANUEL | I | MADISON HARBOR PARTNERS | C | Control |
| CASAL, EDWARD, MANUEL | I | MADISON HARBOR PARTNERS | C | Control |
| CASAL, EDWARD, MANUEL | I | MADISON HARBOR PARTNERS | C | Control |
| CASAL, EDWARD, MANUEL | I | MADISON HARBOR PARTNERS | C | Control |
| EVOLVENCE CAPITAL INVESTMENTS LIMITED | FE | MADISON HARBOR CAPITAL, LLC | C | Control |
| EVOLVENCE CAPITAL INVESTMENTS LIMITED | FE | MADISON HARBOR CAPITAL, LLC | C | Control |
| EVOLVENCE CAPITAL INVESTMENTS LIMITED | FE | MADISON HARBOR CAPITAL, LLC | C | Control |
| EVOLVENCE CAPITAL INVESTMENTS LIMITED | FE | MADISON HARBOR CAPITAL, LLC | C | Control |
| EVOLVENCE CAPITAL INVESTMENTS LIMITED | FE | MADISON HARBOR CAPITAL, LLC | C | Control |
| MAINE, RICHARD, WILLIAM | I | MADISON HARBOR PARTNERS | C | Control |
| MAINE, RICHARD, WILLIAM | I | MADISON HARBOR PARTNERS | C | Control |
| MAINE, RICHARD, WILLIAM | I | MADISON HARBOR PARTNERS | C | Control |
Registrations
Federal
IA
May 18, 2005 REGISTERED
Address
405 LEXINGTON AVE47TH FLOOR
NEW YORK, NY 10174
USA
Phone: 212-380-5500