RIA Intelligence

FRANCIS CAPITAL MANAGEMENT, LLC

CRD #130165 SEC #801-79772 SANTA MONICA, CA 310-260-9708
SEC Registered Private Funds
Total AUM
$75.7M
Discretionary
$75.7M
Employees
4
Clients
--
Accounts
4

Firm Details

Organization Type
Limited Liability Company
State of Formation
California
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jul 7, 2015
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BRADEN, JILL, KATHLEENICHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICERNA
BRADEN, JILL, KATHLEENICHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICERNA
BRADEN, JILL, KATHLEENICHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICERNA
BRADEN, JILL, KATHLEENICHIEF COMPLIANCE OFFICERNA Control
BRADEN, JILL, KATHLEENICHIEF COMPLIANCE OFFICERNA Control
BRADEN, JILL, KATHLEENICHIEF COMPLIANCE OFFICERNA
HOSKIN, MARTIN, ERICICHIEF COMPLIANCE OFFICERNA Control
MELINE, SUSANNE, LYNNEIMINORITY OWNERNA
FRANCIS, JOHN, PETERIPRESIDENT AND MANAGING MEMBERE Control
FRANCIS, JOHN, PETERIPRESIDENT AND MANAGING MEMBERE Control
FRANCIS, JOHN, PETERIPRESIDENT AND MANAGING MEMBERE Control
FRANCIS, JOHN, PETERIPRESIDENT AND MANAGING MEMBERE Control
FRANCIS, JOHN, PETERIPRESIDENT AND MANAGING MEMBERE Control
FRANCIS, JOHN, PETERIPRESIDENT AND MANAGING MEMBERE Control
FRANCIS, JOHN, PETERIPRESIDENT AND MANAGING MEMBERE Control

Registrations

Federal

IA
Jul 7, 2015 REGISTERED

Notice Filings (1)

CA

Address

1453 3RD STREET
SUITE 470
SANTA MONICA, CA 90401
United States
Phone: 310-260-9708