LESA SROUFE & COMPANY, INC.
CRD #130232 SEC #801-63880 SEATTLE, WA 206-838-8383
SEC Registered
Total AUM
$158.6M
Discretionary
$148.8M
Employees
4
Clients
10
Accounts
233
Firm Details
- Organization Type
- Other (specify) (S-CORP)
- State of Formation
- Washington
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOWE, PATRICIA, EMERSON | I | VICE PRESIDENT/DIRECTOR,CHIEF COMPLIANCE OFFICER | NA | Control |
| HOWE, PATRICIA, EMERSON | I | VICE PRESIDENT/DIRECTOR,CHIEF COMPLIANCE OFFICER | NA | Control |
| HOWE, PATRICIA, EMERSON | I | VICE PRESIDENT/DIRECTOR,CHIEF COMPLIANCE OFFICER | NA | Control |
| VO, KASSIRA, THI | I | OPERATIONS MANAGER | NA | |
| VO, KASSIRA, THI | I | OPERATIONS MANAGER/CHIEF COMPLIANCE OFFICER | NA | |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| SROUFE, LESA, ANNE | I | PRESIDENT, MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | E | Control |
| GEURKINK, JONATHAN, SAMUEL | I | RESEARCH DIRECTOR | B | Control |
| GEURKINK, JONATHAN, SAMUEL | I | RESEARCH DIRECTOR | B | Control |
| GEURKINK, JONATHAN, SAMUEL | I | RESEARCH DIRECTOR | B | Control |
| GEURKINK, JONATHAN, SAMUEL | I | RESEARCH DIRECTOR | B | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| CORRY, SHAUN, ELIZABETH | I | CHIEF COMPLIANCE OFFICER | A | Control |
| VO, KASSIRA, THI | I | OPERATIONS MANAGER | A | |
| VO, KASSIRA, THI | I | OPERATIONS MANAGER | A | |
| VO, KASSIRA, THI | I | OPERATIONS MANAGER | A | |
| VO, KASSIRA, THI | I | OPERATIONS MANAGER | A | |
| VO, KASSIRA, THI | I | OPERATIONS MANAGER | A | |
| VO, KASSIRA, THI | I | OPERATIONS MANAGER | A | |
| VO, KASSIRA, THI | I | DIRECTOR OF SALES & MARKETING | A | |
| VO, KASSIRA, THI | I | OPERATIONS MANAGER | A | |
| VO, KASSIRA, THI | I | DIRECTOR OF SALES & MARKETING | A |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (12)
AK AZ CA FL ID IL MD MI MT NY OR WA
Address
801 SECOND AVESUITE 304
SEATTLE, WA 98104
United States
Phone: 206-838-8383