FIRST WALL STREET CORP.
CRD #13024 SEC #801-68790 LAJOLLA, CA 858-454-3551
SEC Registered Broker-Dealer
Total AUM
$10M
Discretionary
$10M
Employees
--
Clients
--
Accounts
66
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 6, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALBANO, LLOYD HOWARD | I | GENERAL PRINCIPAL | NA | |
| ALBANO, LLOYD HOWARD | I | GENERAL PRINCIPAL | NA | |
| ALBANO, LLOYD HOWARD | I | GENERAL PRINCIPAL | NA | |
| ALEXANDER, RALPH JOSEPH | I | GENERAL PRINCIPAL/MUNI PRINCIPAL | NA | |
| ALEXANDER, RALPH JOSEPH | I | GENERAL PRINCIPAL/MUNI PRINCIPAL | NA | |
| ALEXANDER, RALPH JOSEPH | I | GENERAL PRINCIPAL/MUNI PRINCIPAL | NA | |
| ALEXANDER, RALPH JOSEPH | I | GENERAL PRINCIPAL/MUNI PRINCIPAL | NA | |
| ALGER, JANIS KIMBERLY | I | GENERAL PRINCIPAL | NA | |
| ALGER, JANIS KIMBERLY | I | GENERAL PRINCIPAL | NA | |
| ALGER, JANIS KIMBERLY | I | GENERAL PRINCIPAL | NA | |
| ALGER, JANIS KIMBERLY | I | GENERAL PRINCIPAL | NA | |
| ALGER, JANIS KIMBERLY | I | GENERAL PRINCIPAL | NA | |
| ALGER, JANIS KIMBERLY | I | GENERAL PRINCIPAL | NA | |
| ALGER, JANIS KIMBERLY | I | GENERAL PRINCIPAL | NA | |
| ALGER, JANIS KIMBERLY | I | GENERAL PRINCIPAL | NA | |
| ALGER, JANIS KIMBERLY | I | GENERAL PRINCIPAL | NA | |
| ALGER, JANIS KIMBERLY | I | GENERAL PRINCIPAL | NA | |
| ANDERSON, ANDREW CURRIE | I | GENERAL PRINCIPAL | NA | |
| ANDERSON, ANDREW CURRIE | I | GENERAL PRINCIPAL | NA | |
| ANDERSON, ANDREW CURRIE | I | GENERAL PRINCIPAL | NA | |
| ANDERSON, ANDREW CURRIE | I | GENERAL PRINCIPAL | NA | |
| BODMAN, GEORGE ROBERT | I | GENERAL PRINCIPAL | NA | |
| BROWN, TIMOTHY EUGENE | I | GENERAL PRINCIPAL | NA | |
| BROWN, TIMOTHY EUGENE | I | GENERAL PRINCIPAL | NA | |
| BROWN, TIMOTHY EUGENE | I | GENERAL PRINCIPAL | NA | |
| BROWN, TIMOTHY EUGENE | I | GENERAL PRINCIPAL | NA | |
| BRUMFIELD, DEREK WAYNE | I | GENERAL PRINCIPAL | NA | |
| CAUDILLO, RODNEY LOUIS | I | GENERAL PRINCIPAL | NA | |
| CAUDILLO, RODNEY LOUIS | I | GENERAL PRINCIPAL | NA | |
| CAUDILLO, RODNEY LOUIS | I | GENERAL PRINCIPAL | NA | |
| CAUDILLO, RODNEY LOUIS | I | GENERAL PRINCIPAL | NA | |
| CHALMERS, DREW DAVID | I | GERNERAL PRINCIPAL | NA | |
| CHALMERS, DREW DAVID | I | GERNERAL PRINCIPAL | NA | |
| CHALMERS, DREW DAVID | I | GERNERAL PRINCIPAL | NA | |
| CHALMERS, DREW DAVID | I | GERNERAL PRINCIPAL | NA | |
| CHANG, KEN KUANGFU | I | GENERAL PRINCIPAL | NA | |
| CHANG, KEN KUANGFU | I | GENERAL PRINCIPAL | NA | |
| CHANG, KEN KUANGFU | I | GENERAL PRINCIPAL | NA | |
| CHANG, KEN KUANGFU | I | GENERAL PRINCIPAL | NA | |
| CODY, JAMES LAWRENCE | I | GENERAL PRINCIPAL | NA | |
| CROSS, KEVIN DONALD | I | GENERAL PRINCIPAL | NA | |
| CUMBY, RUSSELL LIONEL III | I | GENERAL PRINCIPAL | NA | |
| DIMARCO, LOUIS RICHARD | I | GENERAL PRINCIPAL | NA | |
| DIMARCO, LOUIS RICHARD | I | GENERAL PRINCIPAL | NA | |
| DIMARCO, LOUIS RICHARD | I | GENERAL PRINCIPAL | NA | |
| DUDLEY, KATRINA LIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUDLEY, KATRINA LIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUDLEY, KATRINA LIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUDLEY, KATRINA LIN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DUDLEY, KATRINA LIN | I | DIRECTOR OF OPERATIONS/GENERAL PRINCIPAL | NA | |
| DUDLEY, KATRINA LIN | I | DIRECTOR OF OPERATIONS/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUDLEY, KATRINA LIN | I | DIRECTOR OF OPERATIONS/GENERAL PRINCIPAL | NA | |
| DUDLEY, KATRINA LIN | I | DIRECTOR OF OPERATIONS/CHIEF COMPLIANCE OFFICER | NA | Control |
| DUDLEY, KATRINA LIN | I | DIRECTOR OF OPERATIONS/GENERAL PRINCIPAL | NA | |
| DUDLEY, KATRINA LIN | I | DIRECTOR OF OPERATIONS/GENERAL PRINCIPAL | NA | |
| DUDLEY, KATRINA LIN | I | DIRECTOR OF OPERATIONS/GENERAL PRINCIPAL | NA | |
| DUDLEY, KATRINA LIN | I | DIRECTOR OF OPERATIONS/GENERAL PRINCIPAL | NA | |
| EVANS, JEFFREY RAND | I | GENERAL PRINCIPAL | NA | |
| EVANS, JEFFREY RAND | I | GENERAL PRINCIPAL | NA | |
| EVANS, JEFFREY RAND | I | GENERAL PRINCIPAL | NA | |
| FARNSWORTH, JOEL DALE | I | GENERAL PRINCIPAL | NA | |
| FARNSWORTH, JOEL DALE | I | GENERAL PRINCIPAL | NA | |
| FARNSWORTH, JOEL DALE | I | GENERAL PRINCIPAL | NA | |
| FARNSWORTH, JOEL DALE | I | GENERAL PRINCIPAL | NA | |
| FORETICH, ROBERT MCCLELAND | I | GENERAL PRINCIPAL | NA | |
| FORETICH, ROBERT MCCLELAND | I | GENERAL PRINCIPAL | NA | |
| FORETICH, ROBERT MCCLELAND | I | GENERAL PRINCIPAL | NA | |
| FORETICH, ROBERT MCCLELAND | I | GENERAL PRINCIPAL | NA | |
| JOHNSON, OTTO CLARK | I | GENERAL PRINCIPAL | NA | |
| KELT, LANDON KEITH | I | GENERAL PRINCIPAL/BRANCH SUPERVISOR | NA | |
| KELT, LANDON KEITH | I | GENERAL PRINCIPAL/BRANCH SUPERVISOR | NA | |
| KELT, LANDON KEITH | I | GENERAL PRINCIPAL/BRANCH SUPERVISOR | NA | |
| KELT, LANDON KEITH | I | GENERAL PRINCIPAL/BRANCH SUPERVISOR | NA | |
| MASON, RICHARD MARTIN NORTHCOTE | I | GENERAL PRINCIPAL | NA | |
| MASON, RICHARD MARTIN NORTHCOTE | I | GENERAL PRINCIPAL | NA | |
| MASON, RICHARD MARTIN NORTHCOTE | I | GENERAL PRINCIPAL | NA | |
| MILLER, THOMAS ROSS JR | I | GENERAL PRINCIPAL | NA | |
| MILLER, THOMAS ROSS JR | I | GENERAL PRINCIPAL | NA | |
| MILLER, THOMAS ROSS JR | I | GENERAL PRINCIPAL | NA | |
| NELSON, DONALD CHARLES | I | GENERAL PRINCIPAL | NA | |
| NELSON, DONALD CHARLES | I | GENERAL PRINCIPAL | NA | |
| NELSON, DONALD CHARLES | I | GENERAL PRINCIPAL | NA | |
| NELSON, DONALD CHARLES | I | GENERAL PRINCIPAL | NA | |
| NICHOLS, HARLAN LICHMAN | I | GENERAL PRINCIPAL | NA | |
| NICHOLS, HARLAN LICHMAN | I | GENERAL PRINCIPAL | NA | |
| NICHOLS, HARLAN LICHMAN | I | GENERAL PRINCIPAL | NA | |
| NICHOLS, HARLAN LICHMAN | I | GENERAL PRINCIPAL | NA | |
| OPENSHAW, JOHN ROBERT | I | GENERAL PRINCIPAL | NA | |
| OPENSHAW, JOHN ROBERT | I | GENERAL PRINCIPAL | NA | |
| OPENSHAW, JOHN ROBERT | I | GENERAL PRINCIPAL | NA | |
| OPENSHAW, JOHN ROBERT | I | GENERAL PRINCIPAL | NA | |
| RALSTON, BARBARA JEAN | I | COMPLIANCE DIRECTOR/SR OPTIONS PRINCIPAL/GENERAL PRINCIPAL | NA | |
| RALSTON, BARBARA JEAN | I | COMPLIANCE DIRECTOR/SR OPTIONS PRINCIPAL/GENERAL PRINCIPAL | NA | |
| RALSTON, BARBARA JEAN | I | CHIEF COMPLIANCE OFFICE, SROP | NA | |
| RALSTON, BARBARA JEAN | I | CHIEF COMPLIANCE OFFICE, SROP | NA | |
| RALSTON, BARBARA JEAN | I | COMPLIANCE DIRECTOR/SR OPTIONS PRINCIPAL/GENERAL PRINCIPAL | NA | |
| RALSTON, BARBARA JEAN | I | COMPLIANCE DIRECTOR/SR OPTIONS PRINCIPAL/GENERAL PRINCIPAL | NA | |
| REYNOLDS, JAMES JOSEPH III | I | GENERAL PRINCIPAL | NA | |
| REYNOLDS, JAMES JOSEPH III | I | GENERAL PRINCIPAL | NA | |
| REYNOLDS, JAMES JOSEPH III | I | GENERAL PRINCIPAL | NA | |
| REYNOLDS, JAMES JOSEPH III | I | GENERAL PRINCIPAL | NA | |
| RYAN, CHARLES BRANDT | I | GENERAL PRINCIPAL | NA | |
| RYAN, CHARLES BRANDT | I | GENERAL PRINCIPAL | NA | |
| RYAN, CHARLES BRANDT | I | GENERAL PRINCIPAL | NA | |
| SHOWERS, SCOTT DAVID | I | GENERAL PRINCIPAL | NA | |
| SHOWERS, SCOTT DAVID | I | GENERAL PRINCIPAL | NA | |
| SMITH, TINA M | I | GENERAL PRINCIPAL | NA | |
| SMITH, TINA M | I | GENERAL PRINCIPAL | NA | |
| SMITH, TINA M | I | GENERAL PRINCIPAL | NA | |
| THALLER, GARY PAUL | I | GENERAL PRINCIPAL | NA | |
| THALLER, GARY PAUL | I | GENERAL PRINCIPAL | NA | |
| THALLER, GARY PAUL | I | GENERAL PRINCIPAL | NA | |
| THALLER, GARY PAUL | I | GENERAL PRINCIPAL | NA | |
| VALENZUELA, JOHN MICHAEL | I | GENERAL PRINCIPAL | NA | |
| VALENZUELA, JOHN MICHAEL | I | GENERAL PRINCIPAL | NA | |
| VALENZUELA, JOHN MICHAEL | I | GENERAL PRINCIPAL | NA | |
| VALENZUELA, JOHN MICHAEL | I | GENERAL PRINCIPAL | NA | |
| WADE, RANDALL MARTIN | I | GENERAL PRINCIPAL | NA | |
| WADE, RANDALL MARTIN | I | GENERAL PRINCIPAL | NA | |
| WADE, RANDALL MARTIN | I | GENERAL PRINCIPAL | NA | |
| WIEGAND, CHAD EVERETT | I | GENERAL PRINCIPAL | NA | |
| WIEGAND, CHAD EVERETT | I | GENERAL PRINCIPAL | NA | |
| WIEGAND, CHAD EVERETT | I | GENERAL PRINCIPAL | NA | |
| WIEGAND, CHAD EVERETT | I | GENERAL PRINCIPAL | NA | |
| WONG, DAVID WEI KEUNG | I | GENERAL PRINCIPAL | NA | |
| WONG, DAVID WEI KEUNG | I | GENERAL PRINCIPAL | NA | |
| WONG, DAVID WEI KEUNG | I | GENERAL PRINCIPAL | NA | |
| WONG, DAVID WEI KEUNG | I | GENERAL PRINCIPAL | NA | |
| YANEZ, GABRIEL JR | I | GENERAL PRINCIPAL | NA | |
| YANEZ, GABRIEL JR | I | GENERAL PRINCIPAL | NA | |
| YANEZ, GABRIEL JR | I | GENERAL PRINCIPAL | NA | |
| ZERR, JOHN H | I | GENERAL PRINCIPAL | NA | |
| LAZZARO, CHARLES PAUL | I | PRESIDENT | E | Control |
| LAZZARO, CHARLES PAUL | I | PRESIDENT | E | Control |
| LAZZARO, CHARLES PAUL | I | PRESIDENT | E | Control |
| LAZZARO, CHARLES PAUL | I | PRESIDENT | E | Control |
| LAZZARO, CHARLES PAUL | I | PRESIDENT | E | Control |
| LAZZARO, CHARLES PAUL | I | PRESIDENT/CROP/SROP | E | Control |
| LAZZARO, CHARLES PAUL | I | PRESIDENT | E | Control |
| LAZZARO, CHARLES PAUL | I | PRESIDENT/CROP/SROP | E | Control |
| LAZZARO, CHARLES PAUL | I | PRESIDENT | E | Control |
| LAZZARO, CHARLES PAUL | I | PRESIDENT | E | Control |
| LAZZARO, CHARLES PAUL | I | PRESIDENT | E | Control |
| LAZZARO, CHARLES PAUL | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Oct 6, 2005 REGISTERED
Notice Filings (15)
AZ CA CO CT FL ID MA MD MO MT NM NV OR TX WA
Address
1200 PROSPECT ST.STE. 350
LAJOLLA, CA 92037
USA
Phone: 858-454-3551