RIA Intelligence

AUGUSTA ADVISORS, LLC

CRD #130257 SEC #801-62832 GREENWICH, CT 203-661-3500
SEC Registered
Total AUM
$30M
Discretionary
$10M
Employees
5
Clients
10
Accounts
11

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 3, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BINKLEY, CLINT, MIVICE PRESIDENTNA Control
BINKLEY, CLINT, MIVICE PRESIDENTNA Control
BINKLEY, CLINT, MIVICE PRESIDENTNA Control
VAN, JOHN, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
VAN, JOHN, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
VAN, JOHN, CHRISTOPHERICHIEF COMPLIANCE OFFICERNA Control
WHELAN, THOMAS, BRENDANIMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICERE Control
WHELAN, THOMAS, BRENDANIMANAGING DIRECTORE Control
WHELAN, THOMAS, BRENDANIMANAGING DIRECTORE Control
WHELAN, THOMAS, BRENDANIMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICERE Control
WHELAN, THOMAS, BRENDANIMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICERE Control
WHELAN, THOMAS, BRENDANIMANAGING DIRECTOR/CHIEF COMPLIANCE OFFICERE Control
WHELAN, THOMAS, BRENDANIMANAGING DIRECTORE Control
FARR, GEORGE, LAMPHIERIMANAGING DIRECTORA Control
FARR, GEORGE, LAMPHIERIMANAGING DIRECTORA Control
WHELAN, CLAIREIMANAGING DIRECTORA

Registrations

Federal

IA
Oct 3, 2005 REGISTERED

Notice Filings (2)

CT TN

Address

9 GREENWICH OFFICE PARK
GREENWICH, CT 6831
USA
Phone: 203-661-3500