ROGERS FINANCIAL GROUP, INC.
Legal name: ROGERS FINANCIAL
CRD #130287 SEC #801-71227 HARRISONBURG, VA 540-442-6426
SEC Registered
Total AUM
$1B
Discretionary
$0
Employees
4
Clients
--
Accounts
30
Firm Details
- Organization Type
- Corporation
- State of Formation
- Virginia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 25, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ROGERS, KENNETH, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROGERS, KENNETH, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROGERS, KENNETH, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROGERS, KENNETH, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROGERS, KENNETH, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROGERS, KENNETH, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROGERS, KENNETH, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| ROGERS, KENNETH, JOSEPH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 25, 2013 REGISTERED
Notice Filings (1)
VA
Address
2262 BLUE STONE HILLS DRIVESUITE B
HARRISONBURG, VA 22801
United States
Phone: 540-442-6426