CAPITAL DYNAMICS, INC.
CRD #130320 SEC #801-69335 NEW YORK, NY 212-798-3400
SEC Registered Private Funds
Total AUM
$2.8B
Discretionary
$2.5B
Employees
29
Clients
--
Accounts
32
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AHMAD, HINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| AHMAD, HINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| AHMAD, HINA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AHMAD, HINA | I | CHIEF COMPLIANCE OFFICER, US GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF COMPLIANCE OFFICER | NA | |
| AHMAD, HINA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AHMAD, HINA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AHMAD, HINA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| AHMAD, HINA | I | CHIEF COMPLIANCE OFFICER, US GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF COMPLIANCE OFFICER, US GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF COMPLIANCE OFFICER, US GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF COMPLIANCE OFFICER, US GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF COMPLIANCE OFFICER, US GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF COMPLIANCE OFFICER, US GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF COMPLIANCE OFFICER, US GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF COMPLIANCE OFFICER, US GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER, BOARD MEMBER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER, BOARD MEMBER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER, BOARD MEMBER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER, BOARD MEMBER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER, BOARD MEMBER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER, BOARD MEMBER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER, BOARD MEMBER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER, BOARD MEMBER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER, BOARD MEMBER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AHMAD, HINA | I | CHIEF OPERATING OFFICER, BOARD MEMBER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| AMMANN, STEFAN | I | SECRETARY & TREASURER-DIRECTOR | NA | |
| AMMANN, STEFAN | I | SECRETARY & TREASURER-DIRECTOR | NA | |
| AMMANN, STEFAN | I | SECRETARY & TREASURER-DIRECTOR | NA | |
| AMMANN, STEFAN | I | SECRETARY & TREASURER-DIRECTOR | NA | |
| AMMANN, STEFAN | I | SECRETARY & TREASURER-DIRECTOR | NA | |
| AMMANN, STEFAN | I | SECRETARY & TREASURER-DIRECTOR | NA | |
| AMMANN, STEFAN | I | SECRETARY & TREASURER-DIRECTOR | NA | |
| AMMANN, STEFAN | I | SECRETARY & TREASURER-DIRECTOR | NA | |
| AMMANN, STEFAN | I | SECRETARY & TREASURER-DIRECTOR | NA | |
| AMMANN, STEFAN | I | SECRETARY & TREASURER-DIRECTOR | NA | |
| AMMANN, STEFAN | I | SECRETARY & TREASURER-DIRECTOR | NA | |
| AMMANN, STEFAN | I | SECRETARY & TREASURER-DIRECTOR | NA | |
| AMMANN, STEFAN | I | SECRETARY & TREASURER-DIRECTOR | NA | |
| AMMANN, STEFAN | I | SECRETARY & TREASURER-DIRECTOR | NA | |
| AMMANN, STEFAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMMANN, STEFAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMMANN, STEFAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMMANN, STEFAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMMANN, STEFAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMMANN, STEFAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMMANN, STEFAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMMANN, STEFAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMMANN, STEFAN | I | SECRETARY & TREASURER-DIRECTOR | NA | |
| AMMANN, STEFAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMMANN, STEFAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMMANN, STEFAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMMANN, STEFAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMMANN, STEFAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMMANN, STEFAN | I | SECRETARY & TREASURER-DIRECTOR | NA | |
| AMMANN, STEFAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| AMMANN, STEFAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ANDERSON, EMMA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANDERSON, EMMA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANDERSON, EMMA | I | CFO | NA | Control |
| ANDERSON, EMMA | I | CFO | NA | Control |
| ANDERSON, EMMA | I | CFO | NA | Control |
| ANDERSON, EMMA | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ANDERSON, EMMA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANDERSON, EMMA | I | CFO | NA | Control |
| ANDERSON, EMMA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANDERSON, EMMA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANDERSON, EMMA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ANDERSON, EMMA | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ANDERSON, EMMA, LOUISE | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ANDERSON, EMMA, LOUISE | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ANDERSON, EMMA, LOUISE | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ANDERSON, EMMA, LOUISE | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ANDERSON, EMMA, LOUISE | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ANDERSON, EMMA, LOUISE | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ANDERSON, EMMA, LOUISE | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ANDERSON, EMMA, LOUISE | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ANDERSON, EMMA, LOUISE | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BERNSTEIN, ANDREW, GLENN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BRECKENRIDGE, JOHN, WILLIAM | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| BRECKENRIDGE, JOHN, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, BOARD MEMBER | NA | Control |
| BRECKENRIDGE, JOHN, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, BOARD MEMBER | NA | Control |
| BRECKENRIDGE, JOHN, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, BOARD MEMBER | NA | Control |
| BRECKENRIDGE, JOHN, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, BOARD MEMBER | NA | Control |
| BRECKENRIDGE, JOHN, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, BOARD MEMBER | NA | Control |
| BRECKENRIDGE, JOHN, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, BOARD MEMBER | NA | Control |
| BRECKENRIDGE, JOHN, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, BOARD MEMBER | NA | Control |
| BRECKENRIDGE, JOHN, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, BOARD MEMBER | NA | Control |
| BRECKENRIDGE, JOHN, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, BOARD MEMBER | NA | Control |
| BRECKENRIDGE, JOHN, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, BOARD MEMBER | NA | Control |
| BRECKENRIDGE, JOHN, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, BOARD MEMBER | NA | Control |
| BRECKENRIDGE, JOHN, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, BOARD MEMBER | NA | Control |
| BRECKENRIDGE, JOHN, WILLIAM | I | EXECUTIVE COMMITTEE MEMBER, BOARD MEMBER | NA | Control |
| Bertagna, Dario | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Bertagna, Dario | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Bertagna, Dario | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Bertagna, Dario | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Bertagna, Dario | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Bertagna, Dario | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Bertagna, Dario | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Bertagna, Dario | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Bertagna, Dario | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Bertagna, Dario | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| COLES, BARNEY, ALISTAIR | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| COLES, BARNEY, ALISTAIR | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| COLES, BARNEY, ALISTAIR | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| COLES, BARNEY, ALISTAIR | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| COLES, BARNEY, ALISTAIR | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| COLES, BARNEY, ALISTAIR | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| COLES, BARNEY, ALISTAIR | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| COLES, BARNEY, ALISTAIR | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| COLES, BARNEY, ALISTAIR | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| COLES, BARNEY, ALISTAIR | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CONWAY, REID, WILLIAM | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| CONWAY, REID, WILLIAM | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| CONWAY, REID, WILLIAM | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| CONWAY, REID, WILLIAM | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| CONWAY, REID, WILLIAM | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| CONWAY, REID, WILLIAM | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| CONWAY, REID, WILLIAM | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| CONWAY, REID, WILLIAM | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| CONWAY, REID, WILLIAM | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| CONWAY, REID, WILLIAM | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| CONWAY, REID, WILLIAM | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| CONWAY, REID, WILLIAM | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| CONWAY, REID, WILLIAM | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| CONWAY, REID, WILLIAM | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ERNBERG, JENS, JACOB | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Eaves, Simon | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Eaves, Simon | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Eaves, Simon | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Eaves, Simon | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Eaves, Simon | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Eaves, Simon | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Eaves, Simon | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Eaves, Simon | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Eaves, Simon | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Eaves, Simon | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Eaves, Simon | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Eaves, Simon | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Eaves, Simon | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Eaves, Simon | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Eaves, Simon | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GEORGIOU, GEORGE | I | MANAGING DIRECTOR, CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | CHIEF OPERATING OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GEORGIOU, GEORGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GOODMAN, CARL HENRY | I | FINOP | NA | |
| GOODMAN, CARL HENRY | I | FINOP | NA | |
| GOODMAN, CARL HENRY | I | FINOP | NA | |
| GOODMAN, CARL HENRY | I | FINOP | NA | |
| GOODMAN, CARL HENRY | I | FINOP | NA | |
| GOSTIN, BRYN, GARETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GOSTIN, BRYN, GARETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GOSTIN, BRYN, GARETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GOSTIN, BRYN, GARETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GOSTIN, BRYN, GARETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GOSTIN, BRYN, GARETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GOSTIN, BRYN, GARETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GOSTIN, BRYN, GARETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GOSTIN, BRYN, GARETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GOSTIN, BRYN, GARETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GOSTIN, BRYN, GARETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GOSTIN, BRYN, GARETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GOSTIN, BRYN, GARETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| GOSTIN, BRYN, GARETH | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | MANAGING DIRECTOR, PRESIDENT OF EXECUTIVE COMMITTEE | NA | Control |
| HAHN, MARTIN, GILLIS | I | PRESIDENT OF EXECUTIVE COMMITTEE, BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | PRESIDENT OF EXECUTIVE COMMITTEE, BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | PRESIDENT OF EXECUTIVE COMMITTEE, BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND DIRECTOR | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND DIRECTOR | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND DIRECTOR | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND DIRECTOR | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HAHN, MARTIN, GILLIS | I | CHIEF EXECUTIVE OFFICER, EXECUTIVE COMMITTEE MEMBER AND BOARD MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HALL, THOMAS, STUART | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HIRSCHBIEL, CAROLIN | I | EXCECUTIVE COMMITTEEE MEMBER | NA | Control |
| HIRSCHBIEL, CAROLIN | I | EXCECUTIVE COMMITTEEE MEMBER | NA | Control |
| HIRSCHBIEL, CAROLIN | I | EXCECUTIVE COMMITTEEE MEMBER | NA | Control |
| HIRSCHBIEL, CAROLIN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HIRSCHBIEL, CAROLIN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HIRSCHBIEL, CAROLIN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HIRSCHBIEL, CAROLIN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HIRSCHBIEL, CAROLIN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HIRSCHBIEL, CAROLIN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HIRSCHBIEL, CAROLIN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HIRSCHBIEL, CAROLIN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HIRSCHBIEL, CAROLIN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HIRSCHBIEL, CAROLIN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HIRSCHBIEL, CAROLIN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| HIRSCHBIEL, CAROLIN | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| KOBAYASHI, KAZUSHIGE | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| KOBAYASHI, KAZUSHIGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| KOBAYASHI, KAZUSHIGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| KOBAYASHI, KAZUSHIGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| KOBAYASHI, KAZUSHIGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| KOBAYASHI, KAZUSHIGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| KOBAYASHI, KAZUSHIGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| KOBAYASHI, KAZUSHIGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| KOBAYASHI, KAZUSHIGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| KOBAYASHI, KAZUSHIGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| KOBAYASHI, KAZUSHIGE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| KUBR, THOMAS | I | EXECUTIVE CHAIRMAN, BOARD MEMBER | NA | Control |
| KUBR, THOMAS J | I | CEO & DIRECTOR | NA | Control |
| KUBR, THOMAS J | I | CEO & DIRECTOR | NA | Control |
| KUBR, THOMAS J | I | CEO & DIRECTOR | NA | Control |
| KUBR, THOMAS J | I | CEO & DIRECTOR | NA | Control |
| KUBR, THOMAS J | I | CEO & DIRECTOR | NA | Control |
| KUBR, THOMAS J | I | CEO & DIRECTOR | NA | Control |
| KUBR, THOMAS J | I | CEO & DIRECTOR | NA | Control |
| KUBR, THOMAS J | I | CEO & DIRECTOR | NA | Control |
| KUBR, THOMAS J | I | CEO & DIRECTOR | NA | Control |
| KUBR, THOMAS J | I | CEO & DIRECTOR | NA | Control |
| KUBR, THOMAS J | I | CEO & DIRECTOR | NA | Control |
| KUBR, THOMAS J | I | CEO & DIRECTOR | NA | Control |
| KUBR, THOMAS J | I | CEO & DIRECTOR | NA | Control |
| KUBR, THOMAS J | I | CEO & DIRECTOR | NA | Control |
| KUBR, THOMAS J | I | EXECUTIVE CHAIRMAN | NA | Control |
| KUBR, THOMAS J | I | EXECUTIVE CHAIRMAN | NA | Control |
| KUBR, THOMAS J | I | EXECUTIVE CHAIRMAN | NA | Control |
| KUBR, THOMAS J | I | EXECUTIVE CHAIRMAN | NA | Control |
| KUBR, THOMAS J | I | EXECUTIVE CHAIRMAN | NA | Control |
| KUBR, THOMAS J | I | EXECUTIVE CHAIRMAN | NA | Control |
| KUBR, THOMAS J | I | EXECUTIVE CHAIRMAN | NA | Control |
| KUBR, THOMAS J | I | MANAGING DIRECTOR, EXECUTIVE CHAIRMAN | NA | Control |
| KUBR, THOMAS J | I | EXECUTIVE CHAIRMAN | NA | Control |
| KUBR, THOMAS J | I | CEO & DIRECTOR | NA | Control |
| KUBR, THOMAS J | I | EXECUTIVE CHAIRMAN | NA | Control |
| KUBR, THOMAS J | I | EXECUTIVE CHAIRMAN | NA | Control |
| KUBR, THOMAS J | I | EXECUTIVE CHAIRMAN | NA | Control |
| KUBR, THOMAS J | I | EXECUTIVE CHAIRMAN | NA | Control |
| KUBR, THOMAS J | I | EXECUTIVE CHAIRMAN | NA | Control |
| KUBR, THOMAS J | I | CEO & DIRECTOR | NA | Control |
| KUBR, THOMAS J | I | EXECUTIVE CHAIRMAN | NA | Control |
| KUBR, THOMAS J | I | EXECUTIVE CHAIRMAN | NA | Control |
| KUBR, THOMAS J | I | EXECUTIVE CHAIRMAN, BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | EXECUTIVE CHAIRMAN, BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | EXECUTIVE CHAIRMAN, BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | EXECUTIVE CHAIRMAN, BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | CHAIRMAN, BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | CHAIRMAN, BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | CHAIRMAN, BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | CHAIRMAN, BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | CHAIRMAN, BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | CHAIRMAN, BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | CHAIRMAN, BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | CHAIRMAN, BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | CHAIRMAN, BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | CHAIRMAN, BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | BOARD MEMBER | NA | Control |
| KUBR, THOMAS, J | I | BOARD MEMBER | NA | Control |
| LAMPERT, LISA, JILL | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| LAMPERT, LISA, JILL | I | GLOBAL CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKS, JOSEPH, BRINDIS | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARKS, JOSEPH, BRINDIS | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARKS, JOSEPH, BRINDIS | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARKS, JOSEPH, BRINDIS | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARKS, JOSEPH, BRINDIS | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARKS, JOSEPH, BRINDIS | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARKS, JOSEPH, BRINDIS | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARKS, JOSEPH, BRINDIS | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARKS, JOSEPH, BRINDIS | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MARKS, JOSEPH, BRINDIS | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCCLEAN, DAVID, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Remanous, Dianne | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Remanous, Dianne | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Remanous, Dianne | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| Remanous, Dianne | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| URSTADT, JORDAN, JEFFREY | I | HEAD OF LEGAL AND COMPLIANCE | NA | |
| URSTADT, JORDAN, JEFFREY | I | HEAD OF LEGAL AND COMPLIANCE | NA | |
| URSTADT, JORDAN, JEFFREY | I | HEAD OF LEGAL AND COMPLIANCE | NA | |
| WILLETTS, ANGELA | I | MANAGING DIRECTOR, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WILLETTS, ANGELA | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WILLETTS, ANGELA, JAYNE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WILLETTS, ANGELA, JAYNE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WILLETTS, ANGELA, JAYNE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WILLETTS, ANGELA, JAYNE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WILLETTS, ANGELA, JAYNE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WILLETTS, ANGELA, JAYNE | I | EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WISEMAN, BENJAMIN, SCOTT | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WISEMAN, BENJAMIN, SCOTT | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WISEMAN, BENJAMIN, SCOTT | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WISEMAN, BENJAMIN, SCOTT | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WISEMAN, BENJAMIN, SCOTT | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WISEMAN, BENJAMIN, SCOTT | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WISEMAN, BENJAMIN, SCOTT | I | CHIEF FINANCIAL OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | CHIEF COMPLIANCE OFFICER, PRINCIPAL,DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| WOOLFORD, WILLIAM, DAVID | I | PRINCIPAL, DIRECTOR | NA | Control |
| ZEITER, HARALD | I | GENERAL COUNSEL, HEAD OF LEGAL AND COMPLIANCE, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, GLOBAL CHIEF COMPLIANCE OFFICER, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| ZEITER, HARALD | I | GROUP GENERAL COUNSEL, EXECUTIVE COMMITTEE MEMBER | NA | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS US INC. | DE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS US INC. | DE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS US INC. | DE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS US INC. | DE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS US INC. | DE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS US INC. | DE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS US INC. | DE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS US INC. | DE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS US INC. | DE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS US INC. | DE | PARENT COMPANY | E | Control |
| CAPITAL DYNAMICS US INC. | DE | PARENT | E | Control |
| CAPITAL DYNAMICS US INC. | DE | PARENT | E | Control |
| CAPITAL DYNAMICS US INC. | DE | PARENT | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| OGIER GLOBAL TRUSTEE (JERSEY) LIMITED | FE | DOTTER STIFTUNG | F | Control |
| OGIER GLOBAL TRUSTEE (JERSEY) LIMITED | FE | DOTTER STIFTUNG | F | Control |
| OGIER GLOBAL TRUSTEE (JERSEY) LIMITED | FE | DOTTER STIFTUNG | F | Control |
| OGIER GLOBAL TRUSTEE (JERSEY) LIMITED | FE | DOTTER STIFTUNG | F | Control |
| OGIER GLOBAL TRUSTEE (JERSEY) LIMITED | FE | DOTTER STIFTUNG | F | Control |
| ALPHA LEONIS LIMITED | FE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| ALPHA LEONIS LIMITED | FE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| ALPHA LEONIS LIMITED | FE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| ALPHA LEONIS LIMITED | FE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | CAPITAL DYNAMICS US INC. | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | CAPITAL DYNAMICS US INC. | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | CAPITAL DYNAMICS US INC. | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | CAPITAL DYNAMICS US INC. | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | CAPITAL DYNAMICS US INC. | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | CAPITAL DYNAMICS US INC. | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | CAPITAL DYNAMICS US INC. | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | CAPITAL DYNAMICS US INC. | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | CAPITAL DYNAMICS US INC. | E | Control |
| CAPITAL DYNAMICS HOLDING AG | FE | CAPITAL DYNAMICS US INC. | E | Control |
| CAPITAL DYNAMICS US INC. | DE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| CAPITAL DYNAMICS US INC. | DE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| CAPITAL DYNAMICS US INC. | DE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| CAPITAL DYNAMICS US INC. | DE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| CAPITAL DYNAMICS US INC. | DE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| DSA AG | FE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| DSA AG | FE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| DSA AG | FE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| DSA AG | FE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| DSA AG | FE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| DSA AG | FE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| DSA AG | FE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| DSA AG | FE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| DSA AG | FE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| DSA AG | FE | CAPITAL DYNAMICS HOLDING AG | E | Control |
| KUBR, THOMAS, J | I | ALPHA LEONIS LIMITED | E | Control |
| KUBR, THOMAS, J | I | ALPHA LEONIS LIMITED | E | Control |
| KUBR, THOMAS, J | I | ALPHA LEONIS LIMITED | E | Control |
| KUBR, THOMAS, J | I | ALPHA LEONIS LIMITED | E | Control |
| KUBR, THOMAS, J | I | DOTTER STIFTUNG | E | Control |
| KUBR, THOMAS, J | I | DOTTER STIFTUNG | E | Control |
| KUBR, THOMAS, J | I | DSA AG | E | Control |
| KUBR, THOMAS, J | I | DSA AG | E | Control |
| DOTTER STIFTUNG | FE | DSA AG | D | Control |
| DOTTER STIFTUNG | FE | DSA AG | D | Control |
| DOTTER STIFTUNG | FE | DSA AG | D | Control |
| DOTTER STIFTUNG | FE | DSA AG | D | Control |
| DOTTER STIFTUNG | FE | DSA AG | D | Control |
| DOTTER STIFTUNG | FE | DSA AG | D | Control |
| DOTTER STIFTUNG | FE | DSA AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS, J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS, J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS, J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS, J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS, J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS, J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS, J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS, J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS, J | I | CAPITAL DYNAMICS HOLDING AG | D | Control |
| KUBR, THOMAS, J | I | DSA AG | D | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (4)
AZ CA DE NY
Address
444 MADISON AVE21ST FLOOR
NEW YORK, NY 10022
United States
Phone: 212-798-3400