RIA Intelligence

ROBERT, FINNEGAN & LYNAH, PC

CRD #130329 SEC #801-64385 BOSTON, MA 617-426-4900
SEC Registered
Total AUM
$36.9M
Discretionary
$30.9M
Employees
--
Clients
0
Accounts
92

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jun 1, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
DOHERTY, F., NEILIPRINCIPAL/SHAREHOLDERB Control
DOHERTY, F., NEILIPRINCIPAL/SHAREHOLDERB Control
GIBLIN, HARRY, J.IPRINCIPAL/SHAREHOLDERB Control
GIBLIN, HARRY, JOSEPHIPRINCIPAL/SHAREHOLDERB Control
HALL, DAVID, INNSIPRINCIPAL/SHAREHOLDERB Control
HALL, DAVID, INNSIPRINCIPAL/SHAREHOLDERB Control
HASS, RODNEY, WILLIAMIPRINCIPAL/SHAREHOLDERB Control
HASS, RODNEY, WILLIAMIPRINCIPAL/SHAREHOLDERB Control
TAYLOR, MICHAEL, JOSEPHIPRINCIPAL/SHAREHOLDER, CHIEF COMPLIANCE OFFICERB Control
TAYLOR, MICHAEL, JOSEPHIPRINCIPAL/SHAREHOLDER, CHIEF COMPLIANCE OFFICERB Control
ZELLEN, THOMAS, G.IPRINCIPAL/SHAREHOLDERB Control
ZELLEN, THOMAS, GEORGEIPRINCIPAL/SHAREHOLDERB Control

Registrations

Federal

IA
Jun 1, 2005 REGISTERED

Notice Filings (1)

MA

Address

137 SOUTH STREET
SUITE 6
BOSTON, MA 2111
USA
Phone: 617-426-4900