IRONSTONE SECURITIES, INC.
CRD #130335 SEC #801-63016 RALEIGH, NC 919-716-7392
SEC Registered Broker-Dealer
Total AUM
$1.6M
Discretionary
$1.6M
Employees
--
Clients
0
Accounts
10
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BLACK, KENNETH ALEXANDER | I | DIRECTOR | NA | Control |
| BLACK, KENNETH ALEXANDER | I | DIRECTOR | NA | Control |
| BLACK, KENNETH ALEXANDER | I | DIRECTOR | NA | Control |
| BOGACZYK, STEVEN FRED | I | CFO, DIRECTOR | NA | Control |
| BOGACZYK, STEVEN FRED | I | CFO, DIRECTOR | NA | Control |
| BOGACZYK, STEVEN FRED | I | CFO, DIRECTOR | NA | Control |
| CHRISTIANSEN, LARRY THOMAS | I | DIRECTOR, SROP, SALES MAN | NA | Control |
| COLLINS, DANIEL KEITH | I | SALES MANAGER, DIRECTOR | NA | Control |
| CREEKMAN, JAMES ERVIN | I | DIRECTOR | NA | Control |
| CREEKMAN, JAMES ERVIN | I | DIRECTOR | NA | Control |
| CREEKMAN, JAMES ERVIN | I | DIRECTOR | NA | Control |
| HOLDING, FRANK BROWN JR | I | DIRECTOR | NA | Control |
| HOLDING, FRANK BROWN JR | I | DIRECTOR | NA | Control |
| HOLDING, FRANK BROWN JR | I | DIRECTOR | NA | Control |
| HYLER, JAMES BOYD JR | I | DIRECTOR | NA | Control |
| HYLER, JAMES BOYD JR | I | DIRECTOR | NA | Control |
| HYLER, JAMES BOYD JR | I | DIRECTOR | NA | Control |
| JONES, HIRAM RAMSEY II | I | PRESIDENT | NA | Control |
| LOWMAN, LAWRENCE MINETREE | I | DIRECTOR OF COMPLIANCE; CHIEF COMPLIANCE OFFICER; CROP | NA | |
| QUIGLEY, JOHN FRANCIS | I | COO, CROP, DIR. OF COMPLIANCE | NA | Control |
| QUIGLEY, JOHN FRANCIS | I | COO, CROP, DIR. OF COMPLIANCE | NA | Control |
| SMITH, ALLEN DALE JR | I | CHAIRMAN, PRES. AND CEO | NA | Control |
| SMITH, ALLEN DALE JR | I | CHAIRMAN, PRES. AND CEO | NA | Control |
| YOCHEM, CAROL BLADE | I | DIRECTOR | NA | Control |
| FIRST CITIZENS BANK & TRUST COMPANY | DE | 100% OWNER | E | Control |
| FIRST CITIZENS BANK & TRUST COMPANY | DE | 100% OWNER | E | Control |
| FIRST CITIZENS BANK & TRUST COMPANY | DE | 100% OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FIRST CITIZENS BANCSHARES, INC. | DE | FIRST CITIZENS OWNER BANK & TRUST CO | E | Control |
| FIRST CITIZENS BANCSHARES, INC. | DE | FIRST CITIZENS OWNER BANK & TRUST CO | E | Control |
| FIRST CITIZENS BANCSHARES, INC. | DE | FIRST CITIZENS OWNER BANK & TRUST CO | E | Control |
Registrations
Federal
IA
Feb 28, 2007 REGISTERED
Notice Filings (5)
CA FL GA NC TX
Address
4300 SIX FORKS ROADRALEIGH, NC 27609
USA
Phone: 919-716-7392