RIA Intelligence

PLAINVIEW CAPITAL EQUITY PARTNERS, LLC

CRD #130342 SEC #801-65573 BALTIMORE, MD 410 385 5624
SEC Registered
Total AUM
$32M
Discretionary
$32M
Employees
5
Clients
--
Accounts
2

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 15, 2005
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
GALVIN, KEVIN, JAMESIMEMBER/PORTFOLIO MANAGERNA Control
HAZARIKA, KAUSER, FAISALIMEMBER/PORTFOLIO MANAGERNA Control
HODELL, JASON, WHITNEYIMANAGER, CHIEF COMPLIANCE OFFICERNA Control
HODELL, JASON, WHITNEYIMANAGER, CHIEF COMPLIANCE OFFICERNA Control
HODELL, JASON, WHITNEYIMEMBERNA Control
HODELL, JASON, WHITNEYIMANAGER, CHIEF COMPLIANCE OFFICERNA Control
HODELL, JASON, WHITNEYIMANAGERNA Control
MACDONALD, JAMESIMEMBER/CHIEF COMPLIANCE OFFICERNA Control
PLAINVIEW CAPITAL LLCDEMEMBERE Control
PLAINVIEW CAPITAL LLCDEMEMBERE Control
PLAINVIEW CAPITAL LLCDEMEMBERE Control
PLAINVIEW CAPITAL LLCDEMEMBERE Control
PLAINVIEW CAPITAL LLCDEMEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
GALVIN, KEVIN, JAMESIPLAINVIEW CAPITAL LLCF Control
HAZARIKA, KAUSER, FAISALIPLAINVIEW CAPITAL LLCF Control
HODELL, JASON, WHITNEYIPLAINVIEW CAPITAL LLCF Control
HODELL, JASON, WHITNEYIPLAINVIEW CAPITAL LLCF Control
HODELL, JASON, WHITNEYIPLAINVIEW CAPITAL LLCF Control
HODELL, JASON, WHITNEYIPLAINVIEW CAPITAL LLCF Control

Registrations

Federal

IA
Dec 15, 2005 REGISTERED

Notice Filings (1)

MD

Address

111 SOUTH CALVERT STREET
SUITE 2700
BALTIMORE, MD 21202
USA
Phone: 410 385 5624