SEARLE & CO.
CRD #13035 SEC #801-68574 GREENWICH, CT 203-869-4800
SEC Registered Broker-Dealer Disclosures
Total AUM
$629.9M
Discretionary
$601.1M
Employees
13
Clients
--
Accounts
129
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Dec 16, 2025
- Branch Offices
- 4
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VP | NA | Control |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| COOK, THADDEUS SAJOUS | I | VICE PRESIDENT | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| PETERS, KAREN LYNN | I | FIN OP | NA | |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
| SEARLE, ROBERT SOUTHWORTH | I | PRESIDENT/CHIEF COMPLIANCE OFFICER, CFO | E | Control |
Registrations
Federal
IA
Dec 16, 2025 REGISTERED
Notice Filings (11)
AL CA CO CT FL IL MT NJ NY TN TX
Address
333 GREENWICH AVENUEGREENWICH, CT 06830
United States
Phone: 203-869-4800