RIA Intelligence

PINES WEALTH MANAGEMENT, LLC

CRD #130487 SEC #801-69252 ST.LOUIS, MO 314-576-6767
SEC Registered Disclosures
Total AUM
$44.4M
Discretionary
$10.3M
Employees
1
Clients
1
Accounts
99
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Limited Liability Company
State of Formation
Missouri
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 12, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BROSKE, LON, WILLIAMIMEMBER/MANAGERD Control
BROSKE, LON, WILLIAMIMEMBER/MANAGERD Control
BROSKE, LON, WILLIAMIMEMBER/MANAGER/CHIEF COMPLIANCE OFFICERD Control
BROSKE, LON, WILLIAMIMEMBER/MANAGERD Control
BROSKE, LON, WILLIAMIMEMBER/MANAGERD Control
BROSKE, LON, WILLIAMIMEMBER/MANAGERD Control
BROSKE, LON, WILLIAMIMEMBER/MANAGERD Control
BROSKE, LON, WILLIAMIMEMBER/MANAGERD Control
VANITTERSUM, CLIFFORD, EARLIMEMBER/MANAGER/CHIEF COMPLIANCE OFFICERD Control
VANITTERSUM, CLIFFORD, EARLIMEMBER/MANAGER/CHIEF COMPLIANCE OFFICERD Control
VANITTERSUM, CLIFFORD, EARLIMEMBER/MANAGERD Control
VANITTERSUM, CLIFFORD, EARLIMEMBER/MANAGER/CHIEF COMPLIANCE OFFICERD Control
VANITTERSUM, CLIFFORD, EARLIMEMBER/MANAGER/CHIEF COMPLIANCE OFFICERD Control
VANITTERSUM, CLIFFORD, EARLIMEMBER/MANAGER/CHIEF COMPLIANCE OFFICERD Control
VANITTERSUM, CLIFFORD, EARLIMEMBER/MANAGER/CHIEF COMPLIANCE OFFICERD Control
VANITTERSUM, CLIFFORD, EARLIMEMBER/MANAGER/CHIEF COMPLIANCE OFFICERD Control

Registrations

Federal

IA
Apr 12, 2012 REGISTERED

Notice Filings (3)

IL MO TX

Address

11475 OLDE CABIN ROAD
SUITE 220
ST.LOUIS, MO 63141-7129
United States
Phone: 314-576-6767