BROMAN & GREIG ASSET MANAGEMENT, LLC
CRD #130494 SEC #801-63088 SANTA MONICA, CA 310-829-7654
SEC Registered
Total AUM
$66M
Discretionary
$66M
Employees
1
Clients
1
Accounts
200
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 5, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROMAN, DAVID, PAUL | I | MANAGING MEMBER | D | Control |
| BROMAN, DAVID, PAUL | I | MANAGING MEMBER | D | Control |
| BROMAN, DAVID, PAUL | I | MANAGING MEMBER | D | Control |
| BROMAN, DAVID, PAUL | I | MANAGING MEMBER | D | Control |
| BROMAN, DAVID, PAUL | I | MANAGING MEMBER | D | Control |
| BROMAN, DAVID, PAUL | I | MANAGING MEMBER | D | Control |
| BROMAN, DAVID, PAUL | I | MANAGING MEMBER | D | Control |
| BROMAN, DAVID, PAUL | I | MANAGING MEMBER | D | Control |
| GREIG, ROBERT, RYDER | I | CO-MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | D | Control |
| GREIG, ROBERT, RYDER | I | CO-MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | D | Control |
| GREIG, ROBERT, RYDER | I | CO-MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | D | Control |
| GREIG, ROBERT, RYDER | I | CO-MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | D | Control |
| GREIG, ROBERT, RYDER | I | CO-MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | D | Control |
| GREIG, ROBERT, RYDER | I | CO-MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | D | Control |
| GREIG, ROBERT, RYDER | I | CO-MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | D | Control |
| GREIG, ROBERT, RYDER | I | CO-MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Oct 5, 2012 REGISTERED
Notice Filings (1)
CA
Address
2811 WILSHIRE BLVDSUITE 700
SANTA MONICA, CA 90403
United States
Phone: 310-829-7654