BAY MUTUAL FINANCIAL LLC
CRD #130535 SEC #801-72074 SANTA MONICA, CA 3105863222
SEC Registered
Total AUM
$25.4B
Discretionary
$0
Employees
2
Clients
0
Accounts
71
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2019
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BREARD, KEVIN GRAM | I | FINOP | NA | |
| BREARD, KEVIN GRAM | I | FINOP | NA | |
| PERNOLL, MARTIN WILLIAM | I | SENIOR MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| PERNOLL, MARTIN WILLIAM | I | SENIOR MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| PERNOLL, MARTIN WILLIAM | I | SENIOR MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| PERNOLL, MARTIN WILLIAM | I | SENIOR MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| PERNOLL, MARTIN WILLIAM | I | SENIOR MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| PERNOLL, MARTIN WILLIAM | I | SENIOR MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| PERNOLL, MARTIN WILLIAM | I | SENIOR MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | Control |
| PERNOLL, MARTIN WILLIAM | I | CEO/SENIOR MANAGING DIRECTOR/ CHIEF COMPLIANCE OFFICER | D | Control |
| PERNOLL, MARTIN WILLIAM | I | SENIOR MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| PERNOLL, MARTIN WILLIAM | I | CEO/SENIOR MANAGING DIRECTOR/ CHIEF COMPLIANCE OFFICER | D | Control |
| PERNOLL, MARTIN WILLIAM | I | SENIOR MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| PERNOLL, MARTIN WILLIAM | I | SENIOR MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| PERNOLL, MARTIN WILLIAM | I | SENIOR MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| PERNOLL, MARTIN WILLIAM | I | SENIOR MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| PERNOLL, MARTIN WILLIAM | I | SENIOR MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| PERNOLL, MARTIN WILLIAM | I | SENIOR MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| PERNOLL, MARTIN WILLIAM | I | SENIOR MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| BEN-NER, AVNER | I | CHIEF FINANCIAL OPERATIONS OFFICER / FINOP | C | Control |
| BEN-NER, AVNER | I | CHIEF FINANCIAL OPERATIONS OFFICER / CHIEF COMPLIANCE OFFICER / FINOP | C | Control |
| PERNOLL, MARTIN LESTER | I | MANAGING DIRECTOR | C | Control |
| PERNOLL, MARTIN LESTER | I | MANAGING DIRECTOR | C | Control |
| PERNOLL, MARTIN LESTER | I | MANAGING MEMBER | C | Control |
| PERNOLL, MARTIN LESTER | I | MANAGING DIRECTOR | C | Control |
| PERNOLL, MARTIN LESTER | I | MANAGING DIRECTOR | C | Control |
| PERNOLL, MARTIN LESTER | I | MANAGING MEMBER | C | Control |
| PERNOLL, MARTIN LESTER | I | MANAGING MEMBER | C | Control |
| PERNOLL, MARTIN LESTER | I | MANAGING MEMBER | C | Control |
| PERNOLL, MARTIN LESTER | I | MANAGING MEMBER | C | Control |
| PERNOLL, MARTIN LESTER | I | MANAGING MEMBER | C | Control |
| PERNOLL, MARTIN LESTER | I | MANAGING MEMBER | C | Control |
| PERNOLL, MARTIN LESTER | I | MANAGING MEMBER | C | Control |
| PERNOLL, MARTIN WILLIAM | I | CEO/SENIOR MANAGING DIRECTOR/ CHIEF COMPLIANCE OFFICER | C | Control |
| PERNOLL, MARTIN WILLIAM | I | CEO/SENIOR MANAGING DIRECTOR | C | Control |
| DEMKO, THOMAS JOHN | I | EXECUTIVE VICE PRESIDENT | B | |
| DEMKO, THOMAS JOHN | I | EXECUTIVE VICE PRESIDENT | B | |
| DEMKO, THOMAS JOHN | I | EXECUTIVE VICE PRESIDENT | B | |
| DEMKO, THOMAS JOHN | I | EXECUTIVE VICE PRESIDENT | B | |
| DEMKO, THOMAS JOHN | I | EXECUTIVE VICE PRESIDENT | B |
Registrations
Federal
IA
Mar 29, 2019 REGISTERED
Notice Filings (3)
CA CO TX
Address
1460 FOURTH ST.STE. 212
SANTA MONICA, CA 90401
United States
Phone: 3105863222