TORREY MANAGEMENT ASSOCIATES, LLC
CRD #130606 SEC #801-62892 NEW YORK, NY 212-644-7800
SEC Registered
Total AUM
$234.7M
Discretionary
$234.7M
Employees
10
Clients
0
Accounts
10
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 22, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CORTEZ, RICARDO, LEE | I | PRESIDENT, PRIVATE CLIENT GROUP | NA | |
| FINVER, ANDREW | I | VICE PRESIDENT/RESEARCH | NA | |
| FINVER, ANDREW | I | VICE PRESIDENT/RESEARCH | NA | |
| O'CONNOR, JAMES, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'CONNOR, JAMES, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PILLER, GRETCHEN, CLEMENTINE | I | MANAGING DIRECTOR | NA | |
| PITONZO, RICHARD, F | I | CONTROLLER AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PITONZO, RICHARD, F | I | CONTROLLER, RISK MANAGER AND CHIEF COMPLIANCE OFFICER | NA | |
| PITONZO, RICHARD, F | I | CONTROLLER, RISK MANAGER AND CHIEF COMPLIANCE OFFICER | NA | |
| SPENCER, EILEEN, BRENNAN | I | MANAGING DIRECTOR | NA | |
| STIMPSON, JOHN, BURBANK | I | VICE PRESIDENT/SALES | NA | |
| TORREY, JAMES, ALEXANDER | I | MANAGING MEMBER | NA | Control |
| TORREY, JAMES, ALEXANDER | I | CHAIRMAN AND CEO | NA | Control |
| TORREY, JAMES, ALEXANDER | I | CHAIRMAN AND CEO | NA | Control |
| TORREY, JAMES, ALEXANDER | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | E | Control |
| TORREY FAMILY INVESTMENTS, LLC | DE | MEMBER | D | Control |
| TORREY FAMILY INVESTMENTS, LLC | DE | MEMBER | D | Control |
| TORREY FAMILY INVESTMENTS, LLC | DE | MEMBER | D | Control |
| TORREY, JAMES, ALEXANDER | I | CHAIRMAN AND CHIEF EXECUTIVE OFFICER | D | Control |
| CORTEZ, RICARDO, LEE | I | PRESIDENT, PRIVATE CLIENT GROUP | B | Control |
| CORTEZ, RICARDO, LEE | I | PRESIDENT, PRIVATE CLIENT GROUP | B | |
| CORTEZ, RICARDO, LEE | I | PRESIDENT, PRIVATE CLIENT GROUP | B | Control |
| PILLER, GRETCHEN, CLEMENTINE | I | MANAGING DIRECTOR | A | |
| SPENCER, EILEEN, BRENNAN | I | MANAGING DIRECTOR | A | Control |
| SPENCER, EILEEN, BRENNAN | I | MANAGING DIRECTOR | A | |
| SPENCER, EILEEN, BRENNAN | I | CHIEF OPERATIONS OFFICER | A | Control |
| SPENCER, EILEEN, BRENNAN | I | CHIEF OPERATIONS OFFICER | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TORREY, JAMES, ALEXANDER | I | TORREY FAMILY INVESTMENTS, LLC | D | Control |
| TORREY, JAMES, ALEXANDER | I | TORREY FAMILY INVESTMENTS, LLC | D | Control |
| TORREY, JAMES, ALEXANDER | I | TORREY FAMILY INVESTMENTS, LLC | D | Control |
Registrations
Federal
IA
Sep 22, 2005 REGISTERED
Notice Filings (2)
DE NY
Address
505 PARK AVENUE5TH FLOOR
NEW YORK, NY 10022
USA
Phone: 212-644-7800