BARKER, ROBERT PETER
Legal name: ALVYN HERRICK, LLC
CRD #130615 SEC #801-63097 FORT LAUDERDALE, FL 954-564-3147
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 28, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BARKER, ROBERT, PETER | I | PRESIDENT | E | Control |
| BARKER, ROBERT, PETER | I | PRESIDENT | E | Control |
| BARKER, ROBERT, PETER | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, ROBERT, PETER | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | E | Control |
| BARKER, ROBERT, PETER | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 28, 2004 REGISTERED
Notice Filings (1)
FL
Address
3035 NORTH ATLANTIC BLVD.,FORT LAUDERDALE, FL 33308
USA
Phone: 954-564-3147