ASCENTIA CAPITAL PARTNERS, LLC

CRD #130651 SEC #801-65018 RENO, NV 775.828.4200

SEC Registered Disclosures

Total AUM

$22.7M

Discretionary

$22.7M

Employees

Clients

Accounts

This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type: Limited Liability Company
State of Formation: Nevada
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 28, 2013
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
LOWDEN, PETER, WADE	I	CHIEF INVESTMENT OFFICER	NA	Control
LOWDEN, PETER, WADE	I	CHIEF INVESTMENT OFFICER	NA	Control
LOWDEN, PETER, WADE	I	CHIEF INVESTMENT OFFICER	NA	Control
LOWDEN, PETER, WADE	I	CHIEF INVESTMENT OFFICER	NA	Control
MCCARTY, STEPHEN, DUKES	I	MEMBER, MANAGING DIRECTOR, CHIEF OPERATING & CHIEF COMPLIANCE OFFICER	D	Control
MCCARTY, STEPHEN, DUKES	I	MEMBER, MANAGING DIRECTOR, CHIEF OPERATING & CHIEF COMPLIANCE OFFICER	D	Control
MCCARTY, STEPHEN, DUKES	I	MEMBER, MANAGING DIRECTOR, CHIEF OPERATING & CHIEF COMPLIANCE OFFICER	D	Control
MCCARTY, STEPHEN, DUKES	I	MEMBER, MANAGING DIRECTOR, CHIEF OPERATING & CHIEF COMPLIANCE OFFICER	D	Control
MCCARTY, STEPHEN, DUKES	I	MEMBER, MANAGING DIRECTOR, CHIEF OPERATING & CHIEF COMPLIANCE OFFICER	D	Control
MCCARTY, STEPHEN, DUKES	I	MEMBER, MANAGING DIRECTOR, CHIEF OPERATING & CHIEF COMPLIANCE OFFICER	D	Control
ALPERS, ALAN, KEITH	I	MEMBER, CHIEF INVESTMENT OFFICER	C	Control
LEEDOM, CLAIR, EDWARD	I	MEMBER, DIRECTOR OF RESEARCH	C	Control
MCCARTY, AIMEE, ELIZABETH	I	MEMBER	C	Control
MCCARTY, STEPHEN, DUKES	I	MEMBER, COO, CCO	C	Control
ALPERS, ALAN, KEITH	I	MEMBER, CHIEF INVESTMENT OFFICER	B	Control
ALPERS, ALAN, KEITH	I	MEMBER, CHIEF INVESTMENT OFFICER	B	Control
ARTER, JONATHAN, CHARLES	I	MEMBER, DIRECTOR OF RESEARCH	B	Control
ARTER, JONATHAN, CHARLES	I	MEMBER, DIRECTOR OF RESEARCH	B	Control
BACK IN BUSINESS, LLC	DE	MEMBER	B
BACK IN BUSINESS, LLC	DE	MEMBER	B
BACK IN BUSINESS, LLC	DE	MEMBER	B
BACK IN BUSINESS, LLC	DE	MEMBER	B
BACK IN BUSINESS, LLC	DE	MEMBER	B
BACK IN BUSINESS, LLC	DE	MEMBER	B
BACK IN BUSINESS, LLC	DE	MEMBER	B
BACK IN BUSINESS, LLC	DE	MEMBER	B
JAMES ALPHA MANAGEMENT, LLC	DE	MEMBER	B
JAMES ALPHA MANAGEMENT, LLC	DE	MEMBER	B
JORGENSEN, ROBERT, BRUCE	I	MEMBER, DIRECTOR OF ADVISORY SERVICES	B	Control
JORGENSEN, ROBERT, BRUCE	I	MEMBER, DIRECTOR OF ADVISORY SERVICES	B	Control
JORGENSEN, ROBERT, BRUCE	I	MEMBER, DIRECTOR OF ADVISORY SERVICES	B	Control
LOWDEN, PETER, WADE	I	MEMBER, CHIEF INVESTMENT OFFICER	B	Control
MCCARTY, AIMEE, ELIZABETH	I	MEMBER, DIRECTOR OF MARKETING	B	Control
MCCARTY, AIMEE, ELIZABETH	I	MEMBER, DIRECTOR OF MARKETING	B	Control
MCCARTY, AIMEE, ELIZABETH	I	MEMBER, DIRECTOR OF MARKETING	B	Control
MCCARTY, STEPHEN, DUKES	I	MEMBER, MANAGING DIRECTOR, CHIEF OPERATING & CHIEF COMPLIANCE OFFICER	B	Control
MCCARTY, STEPHEN, DUKES	I	MEMBER, MANAGING DIRECTOR, COO & CCO	B	Control
MCCARTY, STEPHEN, DUKES	I	MEMBER, MANAGING DIRECTOR, COO & CCO	B	Control
MCCARTY, AIMEE, ELIZABETH	I	MEMBER, DIRECTOR OF MARKETING	A	Control
MCCARTY, AIMEE, ELIZABETH	I	MEMBER, DIRECTOR OF MARKETING	A	Control
MCCARTY, AIMEE, ELIZABETH	I	MEMBER, DIRECTOR OF MARKETING	A	Control
MCCARTY, AIMEE, ELIZABETH	I	MEMBER, DIRECTOR OF MARKETING	A	Control
MCCARTY, AIMEE, ELIZABETH	I	MEMBER, DIRECTOR OF MARKETING	A	Control
MCCARTY, AIMEE, ELIZABETH	I	MEMBER, DIRECTOR OF MARKETING	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
TREPP, WARREN, GEORGE	I	BACK IN BUSINESS, LLC	E	Control
TREPP, WARREN, GEORGE	I	BACK IN BUSINESS, LLC	E	Control
TREPP, WARREN, GEORGE	I	BACK IN BUSINESS, LLC	E	Control
TREPP, WARREN, GEORGE	I	BACK IN BUSINESS, LLC	E	Control
TREPP, WARREN, GEORGE	I	BACK IN BUSINESS, LLC	E	Control
TREPP, WARREN, GEORGE	I	BACK IN BUSINESS, LLC	E	Control
TREPP, WARREN, GEORGE	I	BACK IN BUSINESS, LLC	E	Control
TREPP, WARREN, GEORGE	I	BACK IN BUSINESS, LLC	E	Control
GREENE, KEVIN, ROBERT	I	JAMES ALPHA MANAGEMENT, LLC	C	Control
GREENE, KEVIN, ROBERT	I	JAMES ALPHA MANAGEMENT, LLC	C	Control
NAYDEN, DENIS, JAMES	I	JAMES ALPHA MANAGEMENT, LLC	C	Control
NAYDEN, DENIS, JAMES	I	JAMES ALPHA MANAGEMENT, LLC	C	Control

Registrations

Federal

Mar 28, 2013 REGISTERED

Notice Filings (3)

CA NV TX

Address

5485 KIETZKE LANE
RENO, NV 89511
United States

Phone: 775.828.4200