FRANCIS LLC

CRD #130687 SEC #801-62841 BROOKFIELD, WI 866-232-6457

SEC Registered

Total AUM

Discretionary

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Colorado
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2025
Branch Offices: 3

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
FRANCIS, MICHAEL, JOHN	I	MANAGER, CCO	NA	Control
TRUOG, STEPHANIE, JEAN	I	MEMBER	NA
TRUOG, STEPHANIE, JEAN	I	MEMBER	NA
FRANCIS HOLDINGS, INC.	DE	SOLE OWNER	E
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER	E	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	E	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	D	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	D	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	D	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	D	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	D	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	D	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	D	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	D	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	D	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	D	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	D	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	D	Control
FRANCIS, MICHAEL, JOHN	I	MEMBER, CHIEF COMPLIANCE OFFICER	D	Control
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
SEND, KELLI, B	I	MEMBER	B
DUNTEMAN, CLIFFORD, HENRY	I	MEMBER	A
DUNTEMAN, CLIFFORD, HENRY	I	MEMBER	A
DUNTEMAN, CLIFFORD, HENRY	I	MEMBER	A
DUNTEMAN, CLIFFORD, HENRY	I	MEMBER	A
DUNTEMAN, CLIFFORD, HENRY	I	MEMBER	A
DUNTEMAN, CLIFFORD, HENRY	I	MEMBER	A
DUNTEMAN, CLIFFORD, HENRY	I	MEMBER	A
DUNTEMAN, CLIFFORD, HENRY	I	MEMBER	A
DUNTEMAN, CLIFFORD, HENRY	I	MEMBER	A
DUNTEMAN, CLIFFORD, HENRY	I	MEMBER	A
DUNTEMAN, CLIFFORD, HENRY	I	MEMBER	A
DUNTEMAN, CLIFFORD, HENRY	I	MEMBER	A
DUNTEMAN, CLIFFORD, HENRY	I	MEMBER	A
DUNTEMAN, CLIFFORD, HENRY	I	MEMBER	A
DUNTEMAN, CLIFFORD, HENRY	I	MEMBER	A
DUNTEMAN, CLIFFORD, HENRY	I	MEMBER	A

Registrations

Federal

Mar 31, 2025 REGISTERED

Notice Filings (47)

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Address

19435 W. CAPITOL DRIVE
BROOKFIELD, WI 53045
United States

Phone: 866-232-6457