SUPERIOR PLANNING, LLC
Legal name: SUPERIOR PLANNING WEALTH MANAGEMENT & FAMILY OFFICE
CRD #130711 SEC #801-131301 SAN DIEGO, CA 858-546-1046
SEC Registered
Total AUM
$192.1M
Discretionary
$58.6M
Employees
12
Clients
26
Accounts
810
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 16, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| Ferrari, Susan, Jean | I | PRINCIPAL | NA | Control |
| JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | DE | TRUST | NA | |
| JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | DE | TRUST | NA | |
| JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | DE | TRUST | NA | |
| JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | DE | TRUST | NA | |
| JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | DE | TRUST | NA | |
| JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | DE | TRUST | NA | |
| JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | DE | TRUST | NA | |
| JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | DE | TRUST | NA | |
| JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | DE | TRUST | NA | |
| JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | DE | TRUST | NA | |
| JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | DE | TRUST | NA | |
| JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | DE | TRUST | NA | |
| JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | DE | TRUST | NA | |
| JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | DE | TRUST | NA | |
| JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | DE | TRUST | NA | |
| JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | DE | TRUST | NA | |
| JAMES FRANCIS THOMAS TTEE | DE | JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| MARY ELIZABETH THOMAS TTEE | DE | JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PELOS, CONSTANTINE, ANDREW | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| THOMAS, JAMES, FRANCIS | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, JAMES, FRANCIS | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, JAMES, FRANCIS | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, JAMES, FRANCIS | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, JAMES, FRANCIS | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, JAMES, FRANCIS | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, JAMES, FRANCIS | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, JAMES, FRANCIS | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, JAMES, FRANCIS | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, JAMES, FRANCIS | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, JAMES, FRANCIS | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, JAMES, FRANCIS | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, M., ELIZABETH | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, M., ELIZABETH | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, M., ELIZABETH | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, M., ELIZABETH | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, M., ELIZABETH | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, M., ELIZABETH | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, M., ELIZABETH | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, M., ELIZABETH | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, M., ELIZABETH | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, M., ELIZABETH | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, M., ELIZABETH | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| THOMAS, M., ELIZABETH | I | TTEE OF THE JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | NA | |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| BAUERS, JOSEPH, SCOTT | I | CHIEF EXECUTIVE OFFICER AND PRINCIPAL | C | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| GATES, JAMES, CHRISTIAN | I | PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| Leighton, Matthew, Philip | I | CHIEF OPERATING OFFICER AND PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
| SEDBERRY, JOHN, WESLEY | I | PRINCIPAL | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| THOMAS, JAMES, FRANCIS | I | JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | D | Control |
| THOMAS, M., ELIZABETH | I | JAMES F. & M. ELIZABETH THOMAS REVOCABLE TRUST | D | Control |
Registrations
Federal
IA
Dec 16, 2025 REGISTERED
Notice Filings (6)
AZ CA CO OR TX WA
Address
10085 CARROLL CANYON ROADSUITE 150
SAN DIEGO, CA 92131
United States
Phone: 858-546-1046