RIA Intelligence

FOUR QUADRANT WEALTH ADVISORS, INC.

CRD #130753 SEC #801-126014 CARMEL, IN 877-441-5144
SEC Registered
Total AUM
$171.8M
Discretionary
$171.8M
Employees
34
Clients
51
Accounts
484

Firm Details

Organization Type
Corporation
State of Formation
Indiana
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 23, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BAXTER, BROGAN, DICHIEF OPERATING OFFICERNA Control
BAXTER, BROGAN, DICHIEF OPERATING OFFICERNA Control
BAXTER, BROGAN, DICHIEF OPERATING OFFICERNA Control
BAXTER, BROGAN, DICHIEF OPERATING OFFICERNA Control
SMITH, JASON, RYANIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SMITH, JASON, RYANIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SMITH, JASON, RYANIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SMITH, JASON, RYANIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SMITH, JASON, RYANIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SMITH, JASON, RYANIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SMITH, JASON, RYANIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
SMITH, JASON, RYANIPRESIDENTE Control
SMITH, JASON, RYANIPRESIDENTE Control
SMITH, JASON, RYANIPRESIDENTE Control
SMITH, JASON, RYANIPRESIDENTE Control
BAXTER, BROGAN, DICHIEF OPERATING OFFICERA Control
BAXTER, BROGAN, DICHIEF OPERATING OFFICERA Control
BAXTER, BROGAN, DICHIEF OPERATING OFFICERA Control
BAXTER, BROGAN, DICHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICERA Control
BAXTER, BROGAN, DICHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICERA Control
BAXTER, BROGAN, DICHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICERA Control
BAXTER, BROGAN, DICHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICERA Control

Registrations

Federal

IA
Oct 23, 2025 REGISTERED

Notice Filings (9)

CA FL IL IN LA MI NE NH TX

Address

11939 N MERIDIAN ST
STE 225
CARMEL, IN 46032
United States
Phone: 877-441-5144