MOCKINGBIRD HOLDINGS, LLC
CRD #130777 SEC #801-67470 HOUSTON, TX 713-877-0200
SEC Registered
Total AUM
$2.5M
Discretionary
$2.5M
Employees
5
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 2, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SHULL, RENEE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHULL, RENEE, NMN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SINHA, SAMIR, (NMN) | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SINHA, SAMIR, (NMN) | I | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SINHA, SAMIR, (NMN) | I | CHIEF INVESTMENT OFFICER | NA | Control |
| ZOY, CIMALIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZOY, CIMALIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZOY, CIMALIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| ZOY, CIMALIE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GORADIA, VIJAY, P | I | MANAGING MEMBER | D | Control |
| GORADIA, VIJAY, P | I | MANAGING MEMBER | D | Control |
| GORADIA, VIJAY, P | I | MANAGING MEMBER | D | Control |
| MARIE, GEORGE, GORADIA | I | MANAGING MEMBER | D | Control |
| MARIE, GEORGE, GORADIA | I | MANAGING MEMBER | D | Control |
| MARIE, GEORGE, GORADIA | I | MANAGING MEMBER | D | Control |
| SINHA, SAMIR, (NMN) | I | PRESIDENT / CEO / MANAGING MEMBER | D | Control |
| SINHA, SAMIR, (NMN) | I | PRESIDENT / CEO / MANAGING MEMBER | D | Control |
| SINHA, SAMIR, (NMN) | I | PRESIDENT / CEO / MANAGING MEMBER | D | Control |
| SINHA, SAMIR, (NMN) | I | PRESIDENT / CEO / MANAGING MEMBER | D | Control |
| PALANTIR CAPITAL MANAGEMENT, LTD. | DE | MEMBER | C | Control |
| PALANTIR CAPITAL MANAGEMENT, LTD. | DE | MEMBER | C | Control |
| PALANTIR CAPITAL MANAGEMENT, LTD. | DE | MEMBER | C | Control |
| TES FINANCIAL, LLC | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| TES FINANCIAL, LLC | DE | PALANTIR CAPITAL MANAGEMENT, LTD. | F | Control |
| TES FINANCIAL, LLC | DE | PALANTIR CAPITAL MANAGEMENT, LTD. | F | Control |
| TES FINANCIAL, LLC | DE | PALANTIR CAPITAL MANAGEMENT, LTD. | F | Control |
| SAMUELS, THOMAS, EDWIN | I | TES FINANCIAL, LLC | E | Control |
| SAMUELS, THOMAS, EDWIN | I | PALANTIR CAPITAL MANAGEMENT, LTD. | E | Control |
| SAMUELS, THOMAS, EDWIN | I | TES FINANCIAL, LLC | E | Control |
| SAMUELS, THOMAS, EDWIN | I | PALANTIR CAPITAL MANAGEMENT, LTD. | E | Control |
| SAMUELS, THOMAS, EDWIN | I | TES FINANCIAL, LLC | E | Control |
| SAMUELS, THOMAS, EDWIN | I | PALANTIR CAPITAL MANAGEMENT, LTD. | E | Control |
| SAMUELS, THOMAS, EDWIN | I | TES FINANCIAL, LLC | E | Control |
Registrations
Federal
IA
Mar 2, 2007 REGISTERED
Notice Filings (1)
TX
Address
3355 WEST ALABAMA STREETSUITE 1025
HOUSTON, TX 77098
USA
Phone: 713-877-0200